Brokerage Operations Analyst

TIAA•Frisco, TX

4d•$24 - $31•Onsite

About The Position

The Operations Analyst is responsible for a variety of tasks associated with the opening, funding, account transfers, and on-going maintenance of discretionary managed, fee-based accounts, as well as self-directed accounts. Under limited supervision, this job understands the regulatory/compliance policies associated with the brokerage business and understands the financial impacts associated with operational and trading responsibilities.

Requirements

No Experience Required
SRC Indicator: NRF
Physical Requirements: Sedentary Work
Related Skills: Adaptability, Collaboration, Communication, Conflict Management, Continuous Improvement Mindset, Critical Thinking, Detail-Oriented, Financial Risk Management, Prioritizes Effectively, Transaction Processing

Nice To Haves

University (Degree) Preferred
Financial Services experience
Brokerage knowledge
Operations processing experience
Demonstrate experience as a problem solver
Attention to detail
University Degree

Responsibilities

Processes account opening, initiates money movement requests, account transfers and/or processes account maintenance request.
Deposits client funds into the correct account.
Performs various account maintenance processing/updates as directed by supervisor.
Communicates requirements to open, fund and maintain a TIAA brokerage/managed account.
Completes brokerage operation activities in a timely manner and at established productivity levels.
Understands the regulatory requirements to open and maintain a brokerage/managed account.
Must be flexible and work as a team to deliver exceptional service, manage high volume of tasks to ensure cases are processed both accurately and efficiently.