Broker-Dealer Intern (Sales, Trading & Operat

Banco de Credito e Inversiones•Miami, FL

8h•Onsite

About The Position

Bci Securities is a boutique U.S. broker-dealer affiliated with a leading international banking group. The firm provides execution, capital markets access, and advisory services to institutional and high-net-worth clients, leveraging global distribution and research capabilities. The Broker-Dealer Intern will gain hands-on exposure to the core functions of a regulated securities business, including sales & trading, capital markets, and operations/compliance. This role is designed to provide a comprehensive understanding of how a broker-dealer operates within both U.S. regulatory frameworks and a global banking structure.

Requirements

Ability to operate IBM compatible personal computers
Fluency with Microsoft Word
Fluency with Microsoft Excel
Fluency with Microsoft PowerPoint
PURSUING A BACHELOR’S DEGREE IN FINANCE, ECONOMICS, BUSINESS, OR RELATED FIELD
Strong analytical and quantitative skills
High attention to detail and ability to work in a regulated environment
Interest in capital markets and global financial institutions

Nice To Haves

Familiarity with Bloomberg or similar tools is a plus

Responsibilities

Assist traders with market monitoring, order tracking, and trade blotter maintenance
Prepare daily market summaries and client-facing commentary
Conduct basic security-level research (equities, fixed income, or structured products)
Support client onboarding materials and pitchbooks
Contribute to preparation of deal materials (ECM/DCM presentations, term sheets)
Perform industry and company analysis using financial models and market data tools
Assist with syndicate updates and transaction execution tracking
Reconcile trades and investigate settlement discrepancies (T+1 environment)
Support clearing, custody coordination, and cash/position breaks
Assist in maintaining books and records in accordance with SEC requirements
Observe and support adherence to SEC and FINRA regulations
Assist with surveillance reviews, trade reporting, and exception tracking
Help prepare documentation for audits and regulatory inquiries
Participate in AML/KYC processes for new accounts
Understand broker-dealer economics (commissions, spreads, inventory risk)
Gain familiarity with financial products: equities, fixed income, derivatives
Learn regulatory frameworks governing U.S. broker-dealers (SEC, FINRA rules)
Develop insight into how global banks integrate U.S. broker-dealer platforms
Build proficiency in Bloomberg, Excel, and internal trading/reporting systems
Ability to understand, speak, read and write English and Spanish
Effectively speaking before groups of customers or employees
Assume evolving duties and responsibilities of position
Work all hours required to fulfill job duties and responsibilities (including, weekends, evenings and holidays as needed)
Travel as required
Provide coverage for other positions as requested
Ability to carry and lift boxes and objects that may weigh between 10 and 25 pounds.
Perform additional duties and responsibilities as assigned by management
Comply all state, SROs and federal regulatory and legal requirements.
Comply with Bci Securities and Bci’s Personnel Manual and Code of Ethics and other policies of Bci.