AVP Compliance Officer

New Valley Bank & Trust • Springfield, MA

4d

About The Position

The AVP Compliance Officer is responsible for understanding the Bank's overall plan and objectives while formulating and executing change management of its Compliance Management Systems and strategies. The Compliance Officer works independently and collaboratively to oversee compliance policies, procedures, and risk assessments; the internal monitoring and complaint programs; and the compliance training program detailed within the Compliance Management Systems of New Valley Bank & Trust. The Compliance Officer leads the management Compliance Committee and directs the overall effort to remain in conformance with all federal, state, and local compliance statutes and regulations. The Compliance Officer will serve as liaison with regulators and auditors on compliance-related exams and audits and will ensure the accuracy and effectiveness of internal controls related to compliance programs.

Requirements

• Understanding of the Bank's overall plan and objectives
• Ability to formulate and execute change management of Compliance Management Systems and strategies
• Ability to work independently and collaboratively
• Knowledge of federal, state, and local compliance statutes and regulations
• Experience with internal controls related to compliance programs

Responsibilities

• Oversee compliance policies, procedures, and risk assessments
• Manage internal monitoring and complaint programs
• Oversee the compliance training program
• Lead the management Compliance Committee
• Direct efforts to remain in conformance with all federal, state, and local compliance statutes and regulations
• Serve as liaison with regulators and auditors on compliance-related exams and audits
• Ensure the accuracy and effectiveness of internal controls related to compliance programs

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: No Education Listed