Audit Manager, US Capital Markets

CIBC•New York, NY

1d•Hybrid

About The Position

As an Audit Manager focused on Capital Markets, you'll play a key role in CIBC's US Internal Audit team. You’ll manage and execute audit engagements across a portfolio of Capital Markets activities, ensuring that all work aligns with CIBC’s Internal Audit methodology and regulatory requirements. Your responsibilities include leading audit teams, reviewing workpapers, analyzing findings, and developing actionable recommendations. You’ll foster a collaborative and innovative environment, provide coaching and feedback, and build strong relationships with senior management and stakeholders. Your expertise will help maintain transparency throughout the audit lifecycle, proactively manage projects and resources, and deliver comprehensive coverage of relevant risks and business processes. At CIBC we enable the work environment most optimal for you to thrive in your role. You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 2+ days per week on-site, while other days will be remote.

Requirements

Bachelor’s Degree in Accounting, Finance, or a related field.
Professional certifications such as Certified Public Accountant (CPA) and Certified Internal Auditor (CIA).
7+ years of relevant experience, including Capital Markets activities and products.
Exposure to FINRA, CFTC, and Security-Based Swap Dealer (SBSD) regulations.
Demonstrate project management skills, including the ability to handle shifting priorities and complex, ambiguous situations independently.
Strong analytical, written/verbal communication, interpersonal, and relationship-building skills, with a high level of expertise in collaborating with internal and external parties.
Exemplify a strong work ethic and operate effectively in dynamic, fast-paced environments, with prior managerial experience.
Bring integrity, professionalism, and a commitment to CIBC’s purpose-driven culture.
Analytical Thinking
Audit Management
Broker Dealer Services
Capital Markets
Commodity Trading
Derivative Instruments
Equity Derivatives
Fixed Income Trading
Internal Controls
Operating Effectiveness
People Management
Prime Brokerage
Risk Based Auditing
Risk Management and Mitigation
Trade Control
Work Collaboratively

Nice To Haves

Chartered Financial Analyst (CFA) or working towards the designation is a plus.

Responsibilities

Manage a portfolio of assigned audits, including staffing, scheduling, stakeholder coordination, and completion of the audit plan.
Lead and manage larger, more complex audit engagements and projects, sometimes concurrently, ensuring quality and adherence to standards.
Provide guidance, feedback, and learning opportunities to audit team personnel, fostering professional growth and a positive team culture.
Develop strong relationships with senior management and other key stakeholders, facilitating open communication and collaboration.
Identify risks and controls within business processes, design audit programs, review workpapers, and draft high-quality audit reports with minimal oversight.
Contribute to a team-oriented culture by sharing information, resolving conflicts, and supporting other project teams as needed.