Audit Manager - Treasury/Liquidity Risk

Sumitomo Mitsui Banking Corporation•Charlotte, NC

100d•Hybrid

About The Position

SMBC is seeking an experienced Treasury/Liquidity Risk Audit Manager with a minimum of seven years of experience in the banking and finance industry to work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead and be responsible for designing and supervising the execution of internal audits of varying complexity. The Audit Manager will confirm that audit work is performed in accordance with IIA standards and IAD policies and procedures and will participate as a team member on other audit engagements or projects.

Requirements

Minimum of seven years of internal audit experience in the banking and finance industry.
Subject matter expertise in Treasury and Liquidity Risk, including asset-liability management (ALM), interest rate risk, liquidity risk management and stress testing, funding and liquidity planning, and related regulatory requirements.
Advanced understanding of applicable regulatory standards and guidance for a Bank Holding Company.
Understanding of audit techniques, internal controls, and workpaper standards.
Excellent communication, presentation, and professional skills, including the ability to interact effectively at all levels of the organization.
Bachelor’s degree in Accounting, Finance, or a related field.

Nice To Haves

FRM or CFA certification is a plus.

Responsibilities

Manage audit teams to execute high-quality reviews within prescribed timeframes.
Direct and supervise audits from inception through completion, including planning, testing, issue identification, workpaper review, and reporting.
Provide support, coaching, and feedback to audit team members, which may include internal or co-sourced internal audit professionals.
Communicate effectively with stakeholders and audit senior management to clearly articulate audit strategy, testing results, and corrective measures.
As needed, assist with the delivery and execution of IAD’s broader audit plan and assurance responsibilities.
Participate in quarterly and annual continuous monitoring and risk assessment processes to identify business trends and changes in the business risk profile.
As needed, assist with special projects related to business process improvements or departmental strategic initiatives.
Track and validate the closure of issues raised by the department and regulators.
Develop, promote, and maintain collaborative and strong working relationships with Americas Division business heads, external auditors, and regulators.