Associate Wealth Market Leader

U.S. Bank • Milwaukee, WI

1d

About The Position

At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at—all from Day One. Job Description Functions in management role within Investment Sales. Directs assigned market’s sales efforts and the compliance/administrative duties regarding the sale of investment services through U.S. Bancorp Investments. Responsible for setting and achieving revenue and expense budget for assigned market, and ongoing recruiting and hiring of Financial Advisors to reach market objectives. Ensures compliance with state and federal securities laws as well as U.S. Bancorp Investment’s established policies and procedures. Ensures that a successful relationship is maintained between U.S. Bancorp Investments and other bank divisions.

Requirements

• Bachelor's degree, or equivalent work experience
• Five or more years of investment experience
• Two or more years of management experience
• NASD Series 7, 24, 63 and 65/66, 53 or 9&10

Nice To Haves

• Thorough knowledge of securities industry
• Proficient leadership and interpersonal skills
• Strong organizational, analytical, decision-making and problem-solving skills
• Effective presentation, verbal and written communication skills

Responsibilities

• Directs assigned market’s sales efforts and the compliance/administrative duties regarding the sale of investment services through U.S. Bancorp Investments.
• Responsible for setting and achieving revenue and expense budget for assigned market, and ongoing recruiting and hiring of Financial Advisors to reach market objectives.
• Ensures compliance with state and federal securities laws as well as U.S. Bancorp Investment’s established policies and procedures.
• Ensures that a successful relationship is maintained between U.S. Bancorp Investments and other bank divisions.

Benefits

• Healthcare (medical, dental, vision)
• Basic term and optional term life insurance
• Short-term and long-term disability
• Pregnancy disability and parental leave
• 401(k) and employer-funded retirement plan
• Paid vacation (from two to five weeks depending on salary grade and tenure)
• Up to 11 paid holiday opportunities
• Adoption assistance
• Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law

What This Job Offers

• Job Type: Full-time
• Career Level: Manager