Internal Audit - Dallas - Associate, Technology Audit - 10252614
About The Position
Responsible for providing independent assurance of the internal control structure within the firm's technology infrastructure and business systems. Leverage knowledge and experience in technology infrastructure, application development, cybersecurity, electronic trading, risk management and anti-financial crime systems. Responsibilities include the management and performance of audit plans, including planning, execution and reporting, regulatory interaction, management of finding remediation, continuous assessment of risk, audit resource management, firm control initiative participation and participation in industry and market forums. Assist in driving discussions with senior technology stakeholders to understand risk drivers, control state, and impact to formulate a point of view of the control environment. Assist in defining audit scope, design control testing steps to evaluate the adequacy of the control designs and operating effectiveness. Design and execute tests to validate identified application system controls, which may require data analysis, code inspection and re-performance of system processes. Analyze the design of controls around the underlying system architecture in the context of information technology controls such as security, availability and performance and their impact on the business. Analyze business and technology processes to evaluate the effectiveness of the relevant technology controls. Validate that system features meet business, technology, and regulatory requirements. Assist in presenting the scope, progress, and results of the review to internal audit management, technology and business stakeholders. Evaluate management action plans to address control deficiencies. Analyze data by applying various data analysis techniques and data mining to derive conclusions and make business decisions to drive projects. Collaborate with application developers, system architects, engineers, and security practitioners to audit applications and systems.
Requirements
- Master’s degree (U.S. or equivalent) in Computer Science, Computer or Electronics Engineering, Information Systems, Cybersecurity or a related computational and analytical field, and one (1) year of experience in the job offered or in a related role OR Bachelor’s degree (U.S. or equivalent) in Computer Science, Computer or Electronics Engineering, Information Systems, Cybersecurity or a related computational and analytical field, and three (3) years of experience in the job offered or in a related role.
- Utilizing concepts related to information systems, networks, system architecture, design, information security, technology resiliency, risk and control governance and metrics, incident management, SDLC, vulnerability management and data protection
- Software development, information and cybersecurity, cloud computing, and development operations
- Identifying, assessing and relating technology risks to business risks
- Working with data integrity, change management, incident and alert management, entitlement management, data backup and retention, performance and capacity management, technology frameworks, and system monitoring
- Interpreting object-oriented programming languages including Java and C++
- Interpreting scripting languages such as Python
- Interpreting IDE environments such as IntelliJ, Eclipse and NetBeans
- Applying analytical and data analysis skills such as SQL or Tableau
- Performing data analytics, data mining and database concepts
Responsibilities
- Management and performance of audit plans, including planning, execution and reporting
- Regulatory interaction
- Management of finding remediation
- Continuous assessment of risk
- Audit resource management
- Firm control initiative participation
- Participation in industry and market forums
- Driving discussions with senior technology stakeholders to understand risk drivers, control state, and impact to formulate a point of view of the control environment
- Defining audit scope
- Designing control testing steps to evaluate the adequacy of the control designs and operating effectiveness
- Designing and executing tests to validate identified application system controls, which may require data analysis, code inspection and re-performance of system processes
- Analyzing the design of controls around the underlying system architecture in the context of information technology controls such as security, availability and performance and their impact on the business
- Analyzing business and technology processes to evaluate the effectiveness of the relevant technology controls
- Validating that system features meet business, technology, and regulatory requirements
- Presenting the scope, progress, and results of the review to internal audit management, technology and business stakeholders
- Evaluating management action plans to address control deficiencies
- Analyzing data by applying various data analysis techniques and data mining to derive conclusions and make business decisions to drive projects
- Collaborating with application developers, system architects, engineers, and security practitioners to audit applications and systems
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
