Associate - COO, Markets, North America
About The Position
Join a collaborative team helping Rabobank sustain robust regulatory and operational frameworks for Markets and Treasury. Your work will strengthen client service, reduce key-person risk, and support the continued integrity and effectiveness of our Swap Dealer and broker-dealer activities. As an Associate, COO Regions, Markets NA, you will support the COO Regions – Markets, NA team in maintaining effective regulatory and operational frameworks for Rabobank’s Swap Dealer and Rabo Securities USA, Inc. activities. You will provide KYC and CDD support, coordinate counterparty and personnel onboarding and offboarding, and assist with regulatory trade matters and business initiatives. This role offers the opportunity to build expertise across regulatory and operational processes while managing multiple priorities in a fast-paced environment. Through close collaboration with business partners and colleagues, you will help deliver high-quality service and advance operational improvements across Markets and Treasury.
Requirements
- Bachelor’s degree.
- 2+ years of relevant experience.
- Strong attention to detail and a commitment to high-quality customer service.
- Ability to learn and apply regulatory and operational requirements.
- Ability to manage multiple projects and deliverables in a fast-paced environment, with an interest in finance.
- Ability to travel occasionally regionally and Globally
- Legally authorized to work in the United States on a full-time basis. Rabobank is unable to sponsor or take over sponsorship of an employment visa for this position.
Responsibilities
- Maintain the regulatory framework for Rabobank’s Swap Dealer activities.
- Maintain the regulatory and operational framework for Rabo Securities USA, Inc., Rabobank’s U.S.-registered broker-dealer.
- Provide KYC and CDD support for Markets and Treasury client owners and help satisfy internal and external requirements.
- Manage counterparty and client onboarding and offboarding processes.
- Coordinate onboarding and offboarding for Swap Dealer Associated Persons globally and RSI Registered Representatives.
- Provide regulatory trade support and general trade assistance.
- Coordinate business initiatives, projects, and operational improvements across Markets and Treasury.
Benefits
- Medical, Dental and Vision plan coverages are effective on your date of hire.
- 401(k) plan
- 401(k) match 50% of the first 6%
- Additional 3% of eligible pay in Safe Harbor contribution
- Up to 3% in annual Discretionary Profit Sharing contributions
- Up to 20 days of vacation time
- 5 days of additional time off
- 7 sick days
- 11 US holidays annually
- Dollars for Doers program
- Helping Hands program
- Gift Matching program
Stand Out From the Crowd
Upload your resume and get instant feedback on how well it matches this job.
What This Job Offers
Job Type
Full-time
Career Level
Entry Level
