Internal Audit - Salt Lake City - Associate, Business Audit - 10171411
About The Position
Responsible for providing independent assurance for the firm's internal control structure. Responsibilities include management and performance of the audit including planning, execution and reporting; management of issue remediation; ongoing assessment of risk including sufficient assurance work to form a view as to the firm's control structure. Participate in firm control initiatives. Assist with planning, scoping, and execution of risk-based and regulatory required audits of business areas. Assist with multiple audits concurrently, including the planning and scoping of the audits, employing audit and analytical procedures and techniques to assess the design and operating effectiveness of the controls to mitigate risks, and discussing the results with the firm’s local and global management. Drive discussions with senior business stakeholders to understand risk drivers, control state, and impact in order to formulate a point of view of the control environment. Define audit scope and perform detailed walkthroughs to evaluate the adequacy of the control designs and develop test plans and perform testing to assess control operating effectiveness. Drive report preparation by drafting commercially effective audit reports, including writing clear and concise findings. Participate in department-wide initiatives aimed at continually improving Internal Audit’s processes and supporting infrastructure. Analyze data by applying various data analysis techniques to derive conclusions and make business decisions to drive projects.
Requirements
- Bachelor’s degree (U.S. or foreign equivalent) in Finance, Accounting, Financial Risk Management, Business Analytics, or a related field.
- Three (3) years of experience in the job offered or in a related role.
- Three (3) years of experience in assessing the likelihood and impact of internal control weaknesses.
- Three (3) years of experience in participating in planning, scoping, and executing risk-based and regulatory required audits.
- Three (3) years of experience in independently assessing a firm’s internal control structure and its conformance with regulatory requirements.
- Three (3) years of experience in analyzing enterprise risks, assessing mitigating controls and their interconnection with execution processes and comprehensiveness of a firm’s risk inventory.
- Three (3) years of experience in evaluating risk remediation actions and resolution of a firm’s operations control issues.
Responsibilities
- Provide independent assurance for the firm's internal control structure.
- Manage and perform audits, including planning, execution, and reporting.
- Manage issue remediation.
- Conduct ongoing risk assessments and assurance work to evaluate the firm's control structure.
- Participate in firm control initiatives.
- Assist with planning, scoping, and execution of risk-based and regulatory required audits of business areas.
- Manage multiple audits concurrently.
- Employ audit and analytical procedures and techniques to assess control design and operating effectiveness.
- Discuss audit results with local and global management.
- Drive discussions with senior business stakeholders to understand risk drivers, control state, and impact.
- Define audit scope and perform detailed walkthroughs.
- Develop test plans and perform testing to assess control operating effectiveness.
- Draft commercially effective audit reports with clear and concise findings.
- Participate in department-wide initiatives to improve Internal Audit processes and infrastructure.
- Analyze data using various techniques to derive conclusions and make business decisions.
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
