Assistant Vice President, Compliance

China CITIC Bank International Limited•New York, NY

1d•Onsite

About The Position

The Mandatory Reference Checking Scheme (“MRC”) is a framework to facilitate Authorized Institutions (“AIs”) to bilaterally obtain reference information during their recruitment process for certain positions, such that misconduct information in an individual’s previous employments can be provided to AIs to inform their employment decisions. For information related to MRC Scheme, “Frequently Asked Questions for In Scope Individuals” is published by HKAB/Industry Guidelines (https://www.hkab.org.hk/en/home) or further information will be available upon request, if it is applicable to the position(s) applied. Country of Location: United States of America

Requirements

中信銀行(國際)有限公司中信銀行(國際)有限公司（「信銀國際」）是中信集團境外商業銀行業務主要平台，由中信銀行股份有限公司（「中信銀行」）全資子公司中信國際金融控股有限公司（「中信國金」）持有75% 股份。
中信銀行(國際)網絡遍布大中華，包括香港的22家分行及2家商務理財中心，以及北京、上海、深圳及澳門的網點，另外於紐約、洛杉磯及新加坡設有海外分行。
自1922年起，中信銀行(國際)與員工、客戶及夥伴一同成長，跨越一個世紀。
未來將繼續以「敏捷專業化繁為簡」為願景，堅持「文化為本（Culture）、客戶為尊（Customer）、多方聯動（Collaboration）、科技引領（Cyberspace）」4C核心價值，積極踐行「為客戶謀價值，為員工謀幸福，為股東謀效益，為社會盡責任」的企業使命。
有關中信銀行(國際)的進一步資料，請瀏覽www.cncbinternational.com。
China CITIC Bank International Limited China CITIC Bank International Limited ("CNCBI"), a major offshore platform of commercial banking business of the CITIC Group, is 75%-owned by CITIC International Financial Holdings Limited ("CIFH"), which in turn is a wholly-owned subsidiary of China CITIC Bank Corporation Limited ("CNCB").
China CITIC Bank International's footprint in Greater China includes 22 branches and two business banking centres in Hong Kong, as well as presence in Beijing, Shanghai, Shenzhen and Macau, and overseas branches in New York, Los Angeles and Singapore.
Across a century, China CITIC Bank International has grown together with its employees, customers and partners since 1922 and will continue to move towards its vision of "Agile. Professional. Simple." in adherence to the 4C (Culture, Customer, Collaboration, Cyberspace) core values while driving actively its missions to "create value for customers, seek happiness for employees, make profit for shareholders, perform responsibility for society".
More information about China CITIC Bank International can be found on its website at www.cncbinternational.com.

Responsibilities

Manage/perform monitoring and testing reviews to ensure Branch compliance with policies, procedures and regulatory requirements.
Back-up the BSA monitoring program supervisor.
Cover Sanction system from 5:00PM to close (usually between 5:30 and 6:00)
Work with the Head of Compliance in non BSA/AML program design and enhancements
Supplement, as needed, core Compliance staff in customer onboarding, monitoring, and reporting.
Mange/perform monthly Head Office and other Branch Reporting functions
Review and enhance compliance-related policies and procedures, including those on vendor risk management, loan and deposit compliance, and disclosures.
Assist in the maintenance and development of the Branch’s compliance training program.
Mange/prepare daily, weekly and monthly system proofs and reconciliations.
Maintain branch-wide control over the vendor management and policy and procedure control functions.
Stay current with compliance related regulatory guidance and alerts.
Draft reports and respond to internal and external inquiries.
Create business proposals for the enhancement of internal controls.
Conduct ad-hoc and periodic compliance testing.
Draft policies, procedures, and work papers to support the implementation of new initiatives.
Identify, research, and provide conclusions on compliance issues as they arise.
Liaise with auditors and Head Office.
Other tasks that may be assigned from time to time by either Department, Branch or Head Office management.
Support frontline and adhere to anti-money laundering / counter terrorist financing requirement and sanction risks controls in accordance with regulatory standards and CNCBI policies.