Assistant Manager, Regulatory Trade Reporting (14-Month Contract)

Scotiabank•Toronto, ON

2d•Onsite

About The Position

The Assistant Manager, Regulatory Reporting & Control supports the execution of global trade reporting and control activities across multiple regulatory regimes. This role is responsible for monitoring reporting accuracy, identifying and resolving reporting breaks, and supporting regulatory initiatives and process improvements. The position works closely with internal teams and external partners to ensure reporting compliance and effective control execution.

Requirements

Prior experience in capital markets, ideally within regulatory reporting, middle office, or derivatives operations
Hands-on experience with at least one of the following: Trade reporting / regulatory reporting controls, Reconciliation and identification of reporting breaks, Investigation and resolution of data/reporting exceptions
Working knowledge of derivatives products and trade lifecycle
Strong Excel skills for data analysis and reconciliation

Nice To Haves

Exposure to one or more regulatory reporting regimes (e.g., CFTC, SEC, EMIR, MiFID II, SFTR, CAT/CAIS, or similar)
Experience working with trade repositories or regulatory reporting systems
Exposure to regulatory change initiatives or reporting enhancements
Experience supporting audits, control testing, or documentation

Responsibilities

Execute daily and periodic trade reporting controls across multiple global regulatory regimes
Identify and investigate reporting breaks through reconciliations and control processes
Manage remediation of reporting exceptions to ensure accuracy and regulatory compliance
Monitor trade reporting outputs for completeness, accuracy, and timeliness
Maintain knowledge of regulatory reporting requirements and reporting logic across jurisdictions
Support analysis and implementation of regulatory changes impacting reporting processes
Partner with internal teams (Technology, Compliance, Controls) and external stakeholders (e.g., trade repositories) to resolve reporting issues
Contribute to regulatory reporting projects, enhancements, and control improvements
Support audit requests, control testing, and regulatory reviews
Maintain documentation including procedures, policies, and control frameworks