Assistant General Counsel

Cboe Global Markets•Chicago, IL

2d•$233,750 - $302,500•Hybrid

About The Position

Cboe is seeking an Assistant General Counsel to join the Legal Department in providing legal and regulatory support to its U.S. options business. In this role, you will review and draft rules and rule filings to applicable regulators, as well as respond to other general legal matters, including those related to options trading functionality and products and the securities markets in general. The successful candidate will need to be a motivated, detail-oriented individual, willing to learn and collaborate with more senior attorneys and incorporate their guidance and feedback into their day-to-day responsibilities. Additionally, the successful candidate will need to possess the ability to collaborate cross-functionally across the businesses, technology and operations, compliance, and regulatory, as well as coordinate with the broader Cboe legal team on matters applicable to Cboe’s options business. As an operator of exchanges and other trading venues, Cboe operates in a highly regulated environment and compliance by Cboe with its legal and regulatory obligations is paramount in the conduct of its business. In addition, because Cboe operates in a highly competitive and regulated environment, the successful candidate will need to demonstrate a willingness and capability to learn the various regulatory frameworks that apply to Cboe and how to navigate them. At Cboe Global Markets, we inspire our people to solve complex challenges together because what we do matters. We provide the financial infrastructure that powers the global economy. As a leading provider of market infrastructure and tradable products, Cboe delivers cutting-edge trading, clearing and investment solutions to market participants around the world. We’re building inclusive ways to support professional and personal development while strengthening the trust we’ve earned as a global market leader. Our teams are empowered to share ideas, actively pursue them and bring on a challenge. As champions of internal mobility and access to opportunity, we encourage our people to “go for it” and equip our managers with the training to coach their teams to the next level. Our Associate Resource Groups champion diversity, equity and inclusion, giving associates a safe space to network, share ideas and create opportunities

Requirements

8-10 years of relevant work experience, preferably at a law firm, financial services firm, or financial market regulator
Strong legal writing and analytical skills, with experience in drafting regulatory filings preferable.
A working knowledge of the options industry, as well as a willingness to develop a deeper understanding of options trading and market structure, the broader securities industry, and the applicable legal and regulatory frameworks.
A self-stater attitude with ability to work independently towards completing assigned tasks, as well as under the supervision of more senior attorneys.
A high-motivated attitude, attention to detail, and the ability to proactively organize a heavy workload and demonstrate excellent analytical abilities.
Ability to collaborate cross-functionally across the businesses, technology and operations, compliance, and regulatory, as well as with other legal team members.
Proficiency in the use of AI to streamline legal tasks such as summarizing industry rule proposals, comment letters, and regulatory rules, laws, and regulations.
Experience interacting with regulators, or a strong desire to develop skills in this area under the direction of more senior attorneys.
Bachelor’s Degree and Juris Doctorate
Licensed to practice law
Computer proficiency in Microsoft Office Suite applications including MS Word, PowerPoint, and Excel

Responsibilities

Review and draft rules and rule filings to applicable regulators to explain the purpose and basis of those rules, and steer those filings through internal corporate and external regulator review & approval processes
Work with senior attorneys to provide legal and regulatory advice to the options business team to drive growth by providing legal counsel and innovative thinking
Steering any rule changes through internal corporate and external regulators’ review & approval processes
In addition to the options business, provide legal support to other functions across Cboe, including but not limited to, Compliance, Regulatory, Technology, Operations, Risk, Public Policy, Billing, and Finance.
Maintain high standards of legal and regulatory compliance and promote a culture of compliance, by among other things, helping ensure compliance with all legal and regulatory requirements of operating a national securities exchange
Research complex, multi-dimensional issues and provide written memoranda related to the legal issues pertaining to the services provided by the company
Monitor new and existing securities regulations and business initiatives, and work with senior legal leaders to provide legal and regulatory advice to the applicable businesses
Respond to general legal matters including those related to securities trading and corporate law issues
Provide general legal support for company activities
Help drive the adoption of AI, automation, and improved workflows across Legal, partnering with teams to modernize core processes, strengthen controls, improve efficiency, and enhance program scalability.
Help build the team’s capabilities and support leaders in adopting new tools and technology, fostering a culture of continuous improvement, innovation, and responsible use of emerging capabilities.

Benefits

Fair and competitive salary and incentive compensation packages with an upside for overachievement
Generous paid time off, including vacation, personal days, sick days and annual community service days
Health, dental and vision benefits, including access to telemedicine and mental health services
2:1 401(k) match, up to 8% match immediately upon hire
Discounted Employee Stock Purchase Plan
Tax Savings Accounts for health, dependent and transportation
Employee referral bonus program
Volunteer opportunities to help you give back to your communities
Complimentary lunch, snacks and coffee in any Cboe office
Paid Tuition assistance and education opportunities
Generous charitable giving company match
Paid parental leave and fertility benefits
On-site gyms and discounts to other fitness centers
Paid Time Off