Analyst, Risk Management
About The Position
Venture outside the ordinary - TMX Careers The TMX group of companies includes leading global exchanges such as the Toronto Stock Exchange, Montreal Exchange, and numerous innovative organizations enhancing capital markets. United as a global team, we’re connecting cross-functionally, traversing industries and geographies, moving opportunity into action, advancing global economic growth, and propelling progress. Through a rich exchange of ideas, meaningful collaboration, and a nimble operating model, we're powering some of the nation's most critical systems, fueling capital formation and innovation, bringing increased opportunity to business visionaries, product ingenuity to consumers, and career exploration to our team. Ready to be part of the action? Reporting to the Head of Risk, TSX Trust, the Risk Management Analyst, is a critical second-line defense role, ensuring that we operate within the strict regulatory guidelines set by OSFI and identifies, assesses, mitigates, and monitors operational, compliance, and technological risks.
Requirements
- Undergraduate degree, or equivalent (preferably in business, finance or law)
- Experience or formal training in related fields, such as ERM or ORM training or exposure.
- Working knowledge of applicable legislation including but not limited to OSFI Guidelines and related best practices (COSO, OECD, etc.).
- 2 to 4 years’ experience in risk and/or compliance or in a risk and control function/role.
- Proven track record to prioritize and balance competing priorities
- Ability to apply judgment in decision-making without complete information
- Capacity for detail, critical thinking and decision making skills
- Strong presentation, written and verbal communication skills
- Strong interpersonal skills with the ability to interact across all leadership levels and with participant organizations and regulatory bodies
- Ability to work independently and in a team environment
- Excellent process & project management skills.
Responsibilities
- Assist in the maintenance of effective Risk & Compliance programs for a trust company that provides transfer agency and corporate trust services, including promoting an understanding of new and existing risk & compliance issues and related policies and
- Lead day-to-day Risk & Compliance administrative and project support, including collection of KRIs from Business Units, aggregating reporting, assisting with the build or revisions to documentation or reports/dashboards, etc.
- Support Risk Management Committee (RMC) initiatives
- Monitor and complete preliminary assessment of OREs.
- Support the Risk & Compliance team on the execution of the risk and compliance assessments.
- Assist with maintaining materiality and risk assessment methodology and conducting assessments in review of any new or modified outsourcing arrangements.
- Provide guidance and assist in the identification, implementation, and maintenance of the company’s privacy policies and procedures.
- Assist in coordinating responses to information requests and provide information to regulators.
- Responsible for tracking and monitoring issues and action plans (i.e. via Resolver).
- Assist with the resolution of Resolver related inquiries and liaising with the vendor as required.
- Acting as a central point of contact, supervising centralized email boxes as required (assess, action or redirect as required)
- Managing monthly DCRO meetings and agendas, as well as related material.
- Perform other corporate and administrative tasks as required.
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
Number of Employees
501-1,000 employees
