Analyst, Compliance (Investigations)

Gemini•Miami, FL

1d•$67,500 - $90,000•Hybrid

About The Position

In this role, you will work with a team of experienced compliance professionals responsible for critical functions on the Investigations Team within the Compliance Department. You will have responsibilities including, but not limited to, performing Level 2 analysis and adjudication of escalated alerts and cases (including referrals from Transaction Monitoring, Account Review, Market Surveillance, Legal, and other departments), preparing Suspicious Activity Reports (“SARs”) for submission, and assisting with other critical components/development of the compliance program that may arise from time to time. Gemini’s Compliance team is constantly evolving and developing new processes and controls. In this role, you will contribute to that development, while being an integral part of a best-in-class Compliance team.

Requirements

BA/BS degree or international equivalent.
1-2 years of relevant work experience within the financial services, law enforcement, digital asset services, and/or management consulting space focusing on financial crime and/or compliance.
Knowledge of virtual currencies, digital transaction cycles or blockchain tracing/analytics tools.
Knowledge of regulatory expectations and industry standards in relation to AML/BSA and Sanctions regulations.
Comfort within a technology-forward company and facility with computer and web-based applications, including case management systems, and web-based databases.
Knowledge of Google Suite Applications such as Google Documents, Google Sheets, and Google Slides.
Exceptional writing skills and ability to present effectively to senior management.
Authorization to work in the United States and fluency in English.

Nice To Haves

Advanced degree/certifications, e.g., JD, CAMS, CFE.
Expertise with blockchain analytics tools and open source blockchain explorers.
Comfort with an ever-changing regulatory and business environment.

Responsibilities

Conduct investigations of customer activity to determine whether such activity warrants reporting in accordance with relevant AML regulation and guidance.
Draft and prepare Suspicious Activity Reports (SARs).
Perform blockchain analysis utilizing blockchain analytics to review customer activity, including direct and indirect exposure.
Analyze customer data including, but not limited to, IP addresses, device information and signals, open source intelligence (OSINT), transaction histories, customer identification and source of wealth documentation.
Conduct customer outreach to gather additional information regarding customer activity.
Balance numerous projects, queues and priorities in a fast-paced environment.