AML Internal Audit Supervisor

RSM US LLP•Toronto, ON

About The Position

RSM is seeking an Internal Audit Supervisor to support AML‑focused engagements within our Global Banking Practice. This role requires strict third line of defense experience and hands‑on involvement validating MRAs, MRIAs, and regulatory Consent Orders at large, complex global banking institutions. The Supervisor will execute AML internal audit and validation workstreams, produce high‑quality workpapers, and support issue assessments under the direction of Audit Managers and Directors.

Requirements

Minimum 10 years of combined experience in AML and Internal Audit
Mandatory experience in the third line of defense (Internal Audit)
Direct experience validating MRAs, MRIAs, and regulatory Consent Orders
Prior experience working at or auditing large, global banking institutions
Strong understanding of AML regulatory expectations and control frameworks
Ability to work independently in a highly regulated environment
Strong written and verbal communication skills

Nice To Haves

Professional certifications such as CIA, CAMS, or CISA
Prior consulting or public accounting experience
Experience supporting large‑scale regulatory remediation efforts

Responsibilities

Execute third line Internal Audit testing focused on AML programs
Perform validation and testing of MRAs, MRIAs, and regulatory Consent Orders, including assessment of remediation design and operating effectiveness
Conduct walkthroughs, testing, and documentation across core AML areas, including: AML governance and risk assessments, Transaction monitoring, KYC / CDD / EDD
Prepare clear, well‑supported audit workpapers and testing documentation in accordance with internal audit standards
Summarize findings and testing results to support audit conclusions and reporting
Coordinate with client Compliance, Audit, and Risk teams to obtain evidence and clarify responses
Provide limited day‑to‑day guidance to junior staff on assigned workstreams, as needed