Wealth Management, USPB Client Onboarding, Associate

JPMorgan Chase & Co.•Columbus, OH

5h•Onsite

About The Position

This role supports all aspects of client onboarding, including Account Opening, Anti Money Laundering (AML), and Know Your Client (KYC) requirements. The Associate will partner with clients and client-facing teams to ensure compliance with regulatory standards, timely completion of client-level due diligence, and assist with the drafting and gathering of client documents. The role requires staying current with all regulatory changes and requirements around client Suitability and Documentation.

Requirements

3+ years of experience within a financial services, operational or compliance fields
Strong written and oral communication skills with a sense of urgency and ability to prioritize/multi-task
Ability to get up to speed quickly with new or unfamiliar subject matter and work under pressure with fixed deadlines
Strong client focus and ability to partner with various internal groups and client coverage
Independent, self-motivated, with an ability to adapt and be flexible in a team environment
Ability to communicate clearly and confidently; able to influence internal and external stakeholders
Ability to directly address conflicts and escalate issues where appropriate
Strong analytical, prioritization and organizational skills with strong risk and controls awareness
Capacity to think laterally and convey an understanding of the big picture
Ability to successfully navigate a complex infrastructure that involves numerous groups and individuals
Demonstrated experience as a key contributing member of a high performing organization

Nice To Haves

Prior experience in Account opening, AML &/or KYC a plus

Responsibilities

Partner with the client & client facing teams to collect required legal documents and associated information to meet all regulatory and internal polices
Act as a subject matter expert on required legal documents and process to onboard a client to PB platforms
Serve as point of contact for account opening issues
Act as a subject matter resource on account opening policies and procedures