Wealth Management Trading Analyst

Nicolet National Bank•Green Bay, WI

About The Position

At Nicolet National Bank, our culture is based on the principles of community banking, putting the needs of our customers at the forefront of our decision-making. Our Core Values drive everything we do, and we are committed to serving our customers with excellence. We believe that every job in our organization is critical to our success, and we are dedicated to creating a work environment where our employees feel valued, respected, and supported. With locations in Wisconsin, Michigan, Minnesota, Iowa, and Florida we are proud to service our local communities and make a positive impact on the lives of our customers. At Nicolet National Bank, we believe that our people are our most valuable asset, and we are committed to investing in their growth and development. The Wealth Management Trading Analyst is responsible for having sound investment knowledge and thriving in a semi-autonomous and entrepreneurial environment while maintaining strong relationships with colleagues and vendors. The individual will be responsible for a variety of RIA operational tasks including trading, reporting, and system integrations.

Requirements

Bachelor’s degree in Business, Finance or related field or equivalent work experience.
1-3 years of financial services experience.
PC, phone system, general office equipment
Attention to detail, ability to learn and use a variety of software
Microsoft Office Suite, specifically Word and Excel
Maintain composure and communicate clearly when under pressure
Possess a strong work ethic and be able to learn quickly in a fast-paced environment
Organized and able to manage multiple priorities
Effective verbal and written communication skills and strong interpersonal skills.

Nice To Haves

Series 7 licensed preferred.

Responsibilities

Review and process daily trading workflow with a high degree of accuracy.
Implement investment decisions and rebalance client accounts according to changes in asset allocation or individual client needs and objectives.
Facilitate and monitor the daily trade file transmission, receipt and acknowledgements processes.
Work directly with various technology partners to analyze and enhance our suite of programs for trading, reporting, and other functions of the wealth management unit.
Develop written procedures when new products are introduced, or system changes are implemented.
Working on various department projects as needed.
Uphold Nicolet’s philosophy and policies by maintaining appropriate controls to ensure full compliance with applicable laws and regulations, thereby fulfilling legal responsibilities and enhancing the quality of services provided by Nicolet.
Understand and communicate the value of diversity within the workplace and to work successfully with others without regard to age, gender, race, sexual orientation, ethnicity, culture, religion, disability status, socioeconomic status or other non-job-related classification, including a commitment to Nicolet’s policies on equal employment opportunities and non-discrimination with a willingness to pursue efforts of inclusion and respect toward different perspectives.
Performs all other duties as assigned.