Wealth Management Private Banking Operations - High Net Worth Collateral Monitoring - Director
About The Position
The Private Banking Operations High Net Worth Collateral Monitoring department is seeking a Director candidate. This Director is expected to perform a broad range of Operational, Regulatory compliance, and transaction/reporting functions within securities based lending collateral monitoring. A significant part of the role will be to apply a broad range operational and regulatory controls in support of transaction approvals across the security based lending products that are funded by the Morgan Stanley Banks. The candidate should be able to communicate to Collateral Managers, Credit Risk, Technology and the field. To meet this requirement it is preferred the candidate possess comprehension of the investment markets and the rules and regulations of the financial Exchanges. Additionally, they must be capable of implementing any new firm or regulatory directives and their impact on the team's policies and procedures.
Requirements
- Strong knowledge of Microsoft Office with emphasis on Excel, Visio and PowerPoint
- Strong analytical skills
- Ability to work well under pressure and meet deadlines
- Ability to drive change and improve efficiencies on the team
- Self-motivated and willing to assume responsibility
- Ability to supervise and develop a team of direct reports
- Comprehension of the investment markets and the rules and regulations of the financial Exchanges
Nice To Haves
- Adaptable to multiple functions including line, projects, and process improvement initiatives
- Growth mindset w/ commitment to continuous learning
- Strong communication skills
- Emotional intelligence by practicing empathy and patience
- Great attitude / team player
Responsibilities
- Perform a broad range of Operational, Regulatory compliance, and transaction/reporting functions within securities based lending collateral monitoring.
- Apply a broad range operational and regulatory controls in support of transaction approvals across the security based lending products that are funded by the Morgan Stanley Banks.
- Communicate to Collateral Managers, Credit Risk, Technology and the field.
- Implement any new firm or regulatory directives and their impact on the team's policies and procedures.
Benefits
- Medical
- Prescription Drug
- Dental
- Vision
- Health Savings Account
- Dependent Day Care Savings Account
- Life Insurance
- Disability and Other Insurance Plans
- Paid Time Off (including Sick Leave consistent with state and local law, Parental Leave and 20 Vacation Days annually)
- 10 Paid Holidays
- 401(k)
- Short/Long Term Disability
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What This Job Offers
Job Type
Full-time
Career Level
Director
Education Level
No Education Listed
