Wealth Management Compliance Director

Security National Bank•Sioux City, IA

1d•Onsite

About The Position

At Security National Bank, we believe that everything matters—especially when it comes to trust, compliance, and protecting our clients. As a Wealth Management Compliance Director, you will play a critical leadership role in ensuring our Trust Division operates with integrity, accuracy, and adherence to regulatory standards. This position sits at the intersection of compliance, risk management, and client service. You’ll help guide the division through evolving regulations, lead key initiatives like disaster recovery and risk assessments, and support both internal teams and clients with your expertise. If you’re driven by precision, accountability, and the opportunity to influence meaningful outcomes, this is your chance to make a lasting impact.

Requirements

Deep understanding of regulatory frameworks affecting trust and fiduciary services (OCC, BSA/AML, Regulation R)
Strong analytical and problem-solving skills, with the ability to interpret complex regulations and apply them practically
Proven ability to manage compliance programs, audits, and risk assessments
Effective communicator who can clearly translate regulatory requirements into actionable guidance
Leadership skills with experience mentoring, coaching, and managing staff
Highly organized with the ability to manage multiple priorities and deadlines
Collaborative mindset with the ability to work across departments and influence outcomes
Commitment to delivering excellent client service while maintaining strict compliance standards
Bachelor’s degree or equivalent work experience required
Minimum of 5 years of professional office or related experience

Responsibilities

Monitor and interpret OCC and other regulatory requirements, providing guidance to ensure Trust Division compliance
Review new and proposed regulations and recommend policy or procedure updates
Coordinate regulatory exams (internal, external, and OCC) and support audit readiness
Lead compliance training efforts, including BSA/AML and other required enterprise programs
Develop, maintain, and test the Division’s Disaster Recovery Program annually
Chair the Trust Risk Management Committee, including agenda-setting, follow-up, and reporting
Oversee Division risk assessments and ensure alignment with enterprise risk management practices
Partner with leadership and staff to implement policies, monitor compliance, and drive continuous improvement
Review and update policies, contracts, and procedures to meet regulatory standards
Conduct vendor compliance reviews and present findings to the Bank Risk Committee
Support trust account administration activities, including documentation review, reporting, and compliance oversight
Provide client support and consultation on trust and employee benefit plans, including plan design, conversions, and education
Contribute to business development efforts and represent the bank in professional and community settings
Participate in Wealth Management leadership planning and strategic decision-making