Wealth Advisor (Series 65 sponsorship, eligible for hire once licensed)
About The Position
SimpleWEALTH Advisors work with business owners. The firm pays the Series 65 exam fee and materials. Candidates will undergo approximately two months of unpaid self-study at the office. No firm work or client contact is permitted before hire. Upon passing the Series 65 exam, candidates become eligible for hire, though a job is not guaranteed. Once hired, the firm will file the candidate's New York investment adviser representative registration. Hourly pay begins on hire, with commission earned based on advisory fees from client relationships, paid under a written commission plan. SimpleWEALTH is a division of SimpleADVISORY LLC, an SEC-registered investment adviser.
Requirements
- Pass an interview.
- Willing to study for the Series 65 on-site at the Garden City office for about two months, unpaid, with no firm work before hire.
- Pass the Series 65 exam.
- Be eligible for New York investment adviser representative registration.
- Work on-site in Garden City once hired.
Nice To Haves
- A background in banking, insurance or another finance role is a plus.
Responsibilities
- Work with business owners.
- Study for the Series 65 exam on-site.
- Register as a New York investment adviser representative upon passing the Series 65.
- Serve client relationships and earn commission.
Benefits
- Series 65 exam fee and materials paid by the firm.
- No repayment or clawback for study costs.
- Hourly pay starts on hire.
- Commission based on client relationships.
- Equal opportunity employer.
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
Education Level
No Education Listed
