Vice President, Margin

Fidelity Investments•Jersey City, NJ

1d•Hybrid

About The Position

Lead a highly collaborative, cross-functional team committed to improving the value of our services within Broker-Dealer Operations. As Vice President of Margin, you will blend deep brokerage expertise with strong leadership skills to develop and guide the team and set the strategic direction of the group. The Vice President directs multiple functions, including reviewing KPIs, identifying & developing automation to improve service, reduce cost and achieve greater scale. This role drives the implementation of organizational goals aligned with Fidelity's overall objectives.

Requirements

Deep regulatory knowledge.
Expert familiarity with Federal Reserve Board Regulation-T, FINRA Rule 4210 and SEC Rule 15c3-3.
Prioritization of technology enhancements.
College degree or applicable work experience
Series 99 - FINRA

Responsibilities

Resolve more complex escalations and/or event processing anomalies for solutions that protect customers and the firm from financial and regulatory risk
Adjust team/departmental priorities and resource allocations to support changing needs.
Identify policy & procedure gaps and establish improved standards, policies, and controls
Accountable for key talent management processes including hiring, on boarding, goal setting, performance evaluations and other career development activities for a team.
Create a climate that values and rewards contributions, inclusion, diversity, initiative, and achievement of results