Compliance, Financial Crime Compliance, DS&I, Vice President, New York
About The Position
The Financial Crime Compliance (FCC) division is responsible for executing the firm’s enterprise-wide Anti-Money Laundering (AML), anti-bribery, and government sanctions compliance programs. This includes performing enhanced due diligence, government sanctions screening, and surveillance and investigations to identify potential terrorist financing, money laundering, bribery, market abuse, or other suspicious activity. The FCC Data, Systems and Innovation team specifically assists in implementing and operating Know Your Customer (KYC) surveillance models, model tuning, and supporting KYC analytics across the firm’s businesses. This role involves collaborating with cross-divisional partners in technology, operations, and business units on the strategic and tactical development of a critical KYC program.
Requirements
- A minimum of 5 or more years of prior experience in an analytical role in Financial Crimes Compliance, with an emphasis on KYC is preferred.
- Bachelor degree in Engineering/Technology with relevant work experience
- Understanding of AML and terrorist financing trends and typologies
- Experience with Data Lake, Tableau/Qliksense/Qlikview, Excel (pivots, VLookups) and/or other data analytics/visualization tools
- Ability to deal with data models and work on mapping data across platforms
- Excellent organization and project management skills – ability to execute and manage a project independently
- Excellent written and verbal communication skills
- Ability to adapt to new changes and new challenges
- Ability to prioritize work flows and ensure deadlines are met
- Ability to work independently and manage a team
- String knowledge of databases, SQL scripts and querying large data sets
Responsibilities
- Capturing, analyzing and documenting business requirements and functional specifications
- Data sourcing, data analysis and identifying data requirements
- Assist in development and implementation of KYC analytics
- Data and surveillance validation planning and execution
- Project tracking and execution
- Conduct investigative and testing reviews of FCC’s controls and related partnered controls
- Draft detailed investigative and testing reports, including opinions, findings and corrective action plans
- Documentation of project artifacts for Compliance testing, Model Validation, regulatory and audit purposes
Benefits
- training and development opportunities
- firmwide networks
- benefits
- wellness and personal finance offerings
- mindfulness programs
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What This Job Offers
Job Type
Full-time
Career Level
Manager
