Vice President, Compliance & Control
About The Position
We’re seeking a future team member for the role of Senior Associate, Compliance & Control to join our Core Compliance – Regulatory Change Management team. This role is located in Lake Mary – HYBRID. In this role, you’ll make an impact in the following ways: Global Horizon Scanning coverage to identify relevant regulatory changes, regulatory events, notices or other publications of relevance to BNY. Triage and allocation of regulatory change alerts. Tracking and reporting of regulatory changes. Coordination of Laws, Rules, and Regulations (LRR) inventory updates and mappings. Oversight of completion of regulatory change alerts. Escalation and reporting of overdue regulatory alert assessments. Co-ordination and tracking of updates to the LRR inventory. Responding to queries around Regulatory Change tooling. Support with MI, metrics and reporting where required. Present at regulatory change management forum.
Requirements
- minimum graduate in Finance
- minimum of 5-7 years industry experience out of which minimum 2-3 years of Compliance, Regulatory Change Management and/or Horizon Scanning experience.
- Knowledge of the financial services industry, and a general knowledge of compliance concepts.
- Strong analytical skills and ability to meet stringent deadlines, work under pressure with attention to detail and accuracy to achieve quality results.
- Strong collaboration skills.
- Excellent spoken and written communication skills in English and the ability to understand compliance policies and process assigned tasks in accordance with procedures.
- Advanced PowerPoint and Excel skills.
- Good analytical skills capable of identifying, collating and distilling relevant information.
- Focused attitude to work with the ability to constantly meet deadlines while ensuring attention to detail, and high level of accuracy.
- Ability to work effectively in a fast-paced environment, with the ability to prioritize and balance competing, time sensitive demands.
Nice To Haves
- Awareness of Regulatory regimes/horizon scanning frameworks preferred.
- Global regulatory experience or awareness is preferred.
- Preferred experience with AI tools and concepts such as CoPilot.
Responsibilities
- Global Horizon Scanning coverage to identify relevant regulatory changes, regulatory events, notices or other publications of relevance to BNY
- Triage and allocation of regulatory change alerts
- Tracking and reporting of regulatory changes
- Coordination of Laws, Rules, and Regulations (LRR) inventory updates and mappings
- Oversight of completion of regulatory change alerts
- Escalation and reporting of overdue regulatory alert assessments
- Co-ordination and tracking of updates to the LRR inventory
- Responding to queries around Regulatory Change tooling
- Support with MI, metrics and reporting where required
- Present at regulatory change management forum
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
