Treasury Analyst, Regulatory Operations

Underdog

7d • $100,000 - $120,000 • Remote

About The Position

This role sits at the intersection of a high-growth sports company and regulated financial markets, giving you direct ownership over treasury operations within a registered Futures Commission Merchant (FCM). You’ll manage real capital movement, liquidity, and regulatory safeguards in a fast-moving environment where accuracy, judgment, and urgency matter every day. Your work will directly support product growth while protecting the financial foundation of the business.

Requirements

• 5–8+ years of experience in treasury, cash management, regulatory operations, or financial operations within a regulated financial institution (FCM, broker-dealer, clearing firm, bank, or similar environment)
• Direct experience with customer protection or reserve-style calculations, including CFTC segregation, secured amount requirements, or SEC Rule 15c3-3 reserve computations
• Strong understanding of treasury operations, including liquidity management, cash forecasting, wire controls, and bank reconciliations
• Experience independently owning critical treasury processes and exercising sound judgment in situations involving liquidity, funding, or operational risk
• Exceptional attention to detail and understand the importance of accuracy in a highly regulated environment
• Thrive in a fast-paced, deadline-driven environment and can effectively manage competing priorities
• Experience partnering cross-functionally with Accounting, Compliance, Operations, and external counterparties
• Bachelor's degree in Finance, Accounting, Economics, or a related field
• Operate with a strong control mindset and understand the importance of segregation of duties

Nice To Haves

• Direct experience preparing and reviewing daily segregation or secured amount computations within an FCM.
• Experience supporting regulatory examinations, audits, and regulatory reporting requirements.
• Familiarity with CFTC Regulations §1.20–1.32 and customer protection requirements.
• Experience with regulatory reporting platforms such as NFA WinJammer, FINRA FOCUS, or similar systems.
• CTP (Certified Treasury Professional) designation or experience working with exchanges, clearinghouses, margin funding, or collateral management

Responsibilities

• Own and oversee daily customer fund segregation and secured amount calculations, ensuring compliance with CFTC regulations and internal control requirements
• Manage daily cash positioning and liquidity across multiple accounts to support customer withdrawals, exchange margin requirements, and regulatory minimums
• Review, approve, and release wire transfers in accordance with established controls, approval workflows, and treasury policies
• Lead exchange and clearinghouse margin funding activities, including variation and initial margin movements, while proactively managing funding requirements
• Monitor liquidity exposures, identify potential shortfalls or excesses, and recommend actions to optimize cash utilization and mitigate risk
• Maintain accurate records of cash movements, collateral balances, and treasury activity while ensuring timely reconciliation of bank and custody accounts
• Support and coordinate regulatory reporting, audits, examinations, and information requests related to treasury operations and customer protection requirements
• Partner closely with Accounting, Compliance, Operations, and external banking and clearing partners to ensure accurate, timely, and compliant treasury processes
• Identify opportunities to strengthen controls, improve operational efficiency, and scale treasury processes to support company growth
• Serve as a subject matter expert on treasury operations, customer fund protection requirements, and liquidity management practices

Benefits

• Unlimited PTO for full-time employees
• 16 weeks of fully paid parental leave
• Home office stipend
• 401k with up to 5% employer match
• Company paid health, dental, vision plan options for employees and dependents, FSA, and more
• Claude and ChatGPT enterprise accounts

What This Job Offers

• Job Type: Full-time
• Career Level: Senior