Tributary Capital Management: Trading/Operations Associate

First National Bank of Omaha•Omaha, NE

5d•Onsite

About The Position

Tributary Capital Management is a SEC Registered Investment Adviser headquartered in Omaha, Nebraska, and is a wholly-owned subsidiary of FNBO. Tributary provides equity investment management services to institutions, individuals, and investment companies and manages over $4 billion in multiple equity strategies. The Trading/Operations Associate is responsible for supporting the operations team within Tributary Capital Management including equity trading and systems work. Primary duties include implementation of Portfolio Manager directed equity trades in client accounts, as well as investing or raising funds as needed to satisfy individual client needs.

Requirements

High School Diploma
1 year of experience in the investment or financial services industry
Proficiency with Microsoft Office suite of products with an emphasis on Excel
Exceptional attention to detail
Ability to work well in a team environment
Strong time management skills
Unrestricted work authorization and not require future sponsorship.

Nice To Haves

Bachelor’s Degree in Business Related Field
3 - 4 years’ experience in the investment or financial services industry
Prior trading experience
Familiarity with Microsoft Access or SQL
Experience with Advent APX and Moxy
Experience with Fidelity Wealthscape, Schwab Advisor Center, APL, Vestmark or similar
Knowledge of Regulatory and Compliance issues pertaining to brokerage and investment management industry

Responsibilities

Provide timely and accurate equity trading for Tributary client accounts across various platforms utilizing Advent’s Moxy Trade Order Management System and various client directed trading platforms.
Implement Portfolio Manager instructions in client accounts.
Maintain a high level of accuracy and responsiveness.
Maintain required documentation.
Work across various custodians to ensure accurate settlement.
Maintain client account information in Advent APX
Vote and document client proxies.
Provide trading support including resolution of settlement issues, maintaining required trade documentation and set-up of new trading relationships.
Complete recurring monthly and/or quarterly tasks for Tributary's reporting and reconciliation processes.