The SVP, Deputy General Counsel serves as a senior legal executive and trusted advisor to executive leadership, with primary responsibility for legal oversight of the legal team. This role provides strategic, business-oriented legal counsel across all business operations departments and plays a critical leadership role in enterprise risk management, regulatory engagement, and governance. Acting with a high degree of autonomy, the Deputy General Counsel leads and develops the Company’s Legal Team, manages complex and high-risk legal matters, and partners closely with the Chief Legal Officer in shaping legal strategy, organizational priorities, and long-term business planning. The role also provides legal oversight and support for matters involving the Company’s broker-dealer, registered investment adviser, bank and insurance operations, as applicable.
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Job Type
Full-time
Career Level
Executive