Supervisory Control Specialist

Wells Fargo•St. Louis, MO

4d•$77,000 - $133,000•Onsite

About The Position

Wells Fargo is seeking a Supervisory Control Specialist to join their Client Relationship Group within the Branch Infrastructure and Operations group as part of Wealth & Investment Management. In this role, the specialist will participate and consult on policies, procedures, controls, tools, and training. They will identify opportunities for synergies and efficiencies within the private client group, review and analyze controls for high-risk investment strategies and complex products, and evaluate resources for risk monitoring. The specialist will exercise independent judgment to guide process changes, improvements, and technology enhancements, and present recommendations for resolving complex analysis in line with best practices. They will also gather and analyze data, identify trends, and develop expertise in firm, compliance, and regulatory policies and procedures. Collaboration with Financial Advisors, Regional and experienced Management, Private Client Group, Branch Managers, Operation Managers, Supervision Managers, and various Business Units is expected.

Requirements

2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10 (or 24 where applicable), and 63 (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration

Nice To Haves

Conflict management and decision-making skills
Strong negotiation skills
Intermediate Microsoft Office (Word, Excel, and Outlook) skills
Excellent verbal, written, and interpersonal communication skills
Ability to interact with all levels of branch associates and business units
Strong attention to detail and accuracy skills
Strong time management skills
Strong research and documentation skills
Ability to work independently while balancing the needs of multiple projects
Ability to gather, organize, and interpret data
FINRA registration including Series 65 (or 66) (or FINRA recognized equivalents)

Responsibilities

Participate and consult regarding policies and procedures, controls, tools and training
Identify opportunities for additional synergies and to maximize efficiencies within the private client group
Review and analyze controls to manage high risk investment strategies and complex products
Evaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancements
Present recommendations for resolving complex analysis in search of current and best practices
Gather and analyze data, identify trends and present analysis through meaningful statistics
Develop expertise in firm, compliance and regulatory policies and procedures
Collaborate and consult with Financial Advisors, Regional and more experienced Management, Private Client Group, Branch Managers, Operation Managers, Supervision Managers, and varying Business Units