Supervisory Analyst, Vice President

KeyBank•New York, NY

2d•Hybrid

About The Position

The Supervisory Analyst plays a critical role in ensuring the accuracy, quality, and regulatory compliance of all published equity research. This position involves close collaboration with research analysts, editors, compliance, and other internal stakeholders to maintain the firm's high standards for research integrity and timeliness.

Requirements

Bachelor's Degree in Business, Finance, Accounting, Economics, or a related field preferred or equivalent experience.
3+ years of experience as a Supervisory Analyst, Research Analyst, or Research Associate.
FINRA Security Industry Essentials (SIE)
Series 16 license
Strong editing and proofreading skills with a focus on clarity, accuracy, and compliance.
Solid understanding of financial statements, equity research methodologies, and valuation concepts.
Familiarity with FINRA, SEC, and other regulatory bodies governing research publication.
Excellent interpersonal and written communication skills; ability to work effectively across departments.
Ability to manage multiple priorities and meet tight deadlines, especially during earnings seasons.
Proficient in Microsoft Excel and Windows-based software; familiarity with research platforms is a plus.
Willingness to work non-standard hours, including evenings, particularly during quarterly earnings periods.
Strong team orientation with the ability to work independently and cross-functionally.

Nice To Haves

Bachelor's Degree in Business, Finance, Accounting, Economics, or a related field

Responsibilities

Review all equity research documents prior to publication to ensure compliance with FINRA, SEC, and internal standards.
Collaborate with Research Analysts, Associates, Editors, and Compliance to ensure timely and accurate publication of research materials.
Provide editorial and regulatory guidance to research staff to enhance the quality and clarity of published content.
Maintain up-to-date knowledge of regulatory changes and industry best practices related to research publication.
Serve as a subject matter expert on research compliance and editorial standards within the firm.
Coordinate with compliance and legal teams to resolve content-related issues and ensure proper disclosures are included.
Assist in the development and refinement of internal policies and procedures related to research publishing.
Support the onboarding and training of new research team members on publishing protocols and regulatory requirements.
Participate in internal meetings and contribute to strategic discussions around research content, workflow efficiency, and quality control.
Provide after-hours coverage during earnings season and other high-volume periods to ensure timely publication of research.
Performs other duties as assigned; duties, responsibilities and/or activities may change or new ones may be assigned at any time with or without notice.
Complies with all KeyBank policies and procedures, including without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest, and acting in the best interests of Key’s clients and Key.