Supervisor, Internal Audit Risk Consulting (Trust/Wealth Management)

RSM•Dallas, TX

21d•Hybrid

About The Position

As a Supervisor in RSM’s growing trust/wealth management internal audit practice, you will have the opportunity to develop into a seasoned consultant through a high degree of client and trust/wealth management industry exposure, career development and mentorship opportunities, and a diverse and inclusive culture. The fast-paced and dynamic environment in which we operate will provide you with daily challenges and exciting opportunities. In internal audit we frequently work as or alongside a client’s internal audit function, the chief risk officer or risk function, and various other members of management tasked with managing risk. Our consultants assist our clients with identifying and prioritizing risk and leveraging process and controls to reduce risk exposure.

Requirements

Bachelor's or Master's Degree
At least 4 years' experience working with the trust/wealth management industry as a practitioner or consultant
Qualified to pursue a job relevant certification (e.g., CIA, CFIRS)
Ability to travel to meet client needs and work collaboratively with others in-person and remotely
Openness to workday flexibility, agility, remote work environment, leveraging new tools
Effective communication skills, both verbally and in writing
Effective time management and prioritization skills

Responsibilities

Model the core RSM values of respect, integrity, teamwork, excellence and stewardship in all interactions with clients and team members
Maintain a positive attitude and a strong work ethic
Conduct yourself in a professional manner
Work collaboratively with others and show an interest in learning from more experienced team members developing less seasoned team members
Develop meaningful relationships with team members
Support RSM’s goals around diversity and inclusion by nurturing an environment that understands individuality, promotes authenticity, and values varied perspective in arriving at solutions
Continue to grow your trust/wealth management industry knowledge and learn about clients that we serve in the middle market.
Leverage your understanding to become your clients’ trusted advisor.
Interact with client process owners and external stakeholders while executing your role
Demonstrate critical thinking skill in gathering and processing information about a client’s business, strategy, culture, competitive positioning, and operations in order to assist with risk assessment
Prepare initial drafts and follow-ups on client request lists
Draft narratives and perform initial identification of controls
Conduct tests of the operating effectiveness of clients’ internal controls using test plans or work programs that have been written by senior members of the team
Identify issues in the testing performed, such as deficiencies, observations, and recommendations
Understand the purpose and objectives of internal/external project status updates and provide relevant inputs
Proactively make oneself aware of white papers, webinars, and live events that are available to clients
Challenge yourself to think creatively, strive for growth through development opportunities, and maximize results while working within a team environment
Proactively seek out opportunities to learn from team members, build a coaching/mentoring network and take advantage of training opportunities to continually expand skills and leadership capability
Maintain willingness to give and receive candid feedback in both written and verbal form.
Commit to self-development in response to constructive feedback received
Support recruiting efforts by understanding and promoting the RSM brand
Stay current on recent events pertaining to your respective clients and related industries
Participate in relevant industry associations and learning/development events to start building industry perspective and contacts
Build an internal network and become aware of other services provided by the firm