Sr. Manager, Global Financial Crimes Compliance

T. Rowe Price•Owings Mills, MD
•Hybrid

About The Position

Provides strategic leadership and subject matter expertise for the firm’s AML and sanctions programs, including oversight of financial crimes risks associated with crypto and digital-asset products. The role advises senior stakeholders, interprets regulatory requirements, leads complex cross-functional initiatives, and evaluates the effectiveness of policies, procedures, and controls. The Senior Manager also supports governance and escalation, drives sustainable program improvements, and develops colleagues while promoting consistent, risk-based compliance across the organization.

Requirements

  • Bachelor’s degree or an equivalent combination of education and relevant experience, with substantial experience in AML, sanctions, financial crimes compliance, legal, risk management, investigations, audit, or a related field.
  • Advanced knowledge of AML and sanctions requirements, regulatory expectations, and industry practices, with experience assessing financial crimes risks and the effectiveness of related controls.
  • Crypto AML experience or strong working knowledge of crypto markets, trading, exchange-traded products, blockchain transactions, wallet structures, intermediaries, and related financial crimes risks and controls.
  • Demonstrated ability to lead complex, cross-functional initiatives, manage competing priorities, advise senior management, and influence outcomes in a global, matrixed organization.
  • Strong leadership, judgment, analytical, and relationship-management skills, including experience coaching colleagues and promoting accountability and high-quality work.
  • Excellent written and verbal communication skills, with the ability to present complex issues and practical recommendations clearly to varied audiences.

Nice To Haves

  • Advanced degree or professional financial crimes certification, such as Association of Certified Anti-Laundering Specialist (ACAMS).

Responsibilities

  • Provides strategic leadership and guidance on AML and sanctions laws, regulatory expectations, risks, controls, and program priorities.
  • Leads complex initiatives, including regulatory change, risk assessments, policy and control enhancements, issue remediation, and cross-functional implementation.
  • Advises senior management on high-risk clients, transactions, products, sanctions matters, and other sensitive financial crimes issues, recommending appropriate risk-based actions.
  • Provides AML and sanctions oversight for crypto and digital-asset products, including the firm’s crypto exchange-traded product, and assesses risks related to trading activity, counterparties, wallets, and transaction flows.
  • Partners with Legal, the Financial Intelligence Unit, business management, operations, and technology to identify control gaps, establish expectations, and monitor corrective actions.
  • Maintains effective governance, reporting, and escalation practices and communicates material risks, issues, and program developments to senior stakeholders.
  • Builds strong relationships across the organization and provides coaching, technical direction, and development support to colleagues.

Benefits

  • Competitive compensation
  • Annual bonus eligibility
  • A generous retirement plan
  • Hybrid work schedule
  • Health and wellness benefits, including online therapy
  • Paid time off for vacation, illness, medical appointments, and volunteering days
  • Family care resources, including fertility and adoption benefits
  • employee stock purchase plan with matching contributions
  • Tuition assistance
  • Wellness programs (fitness reimbursement, Employee Assistance Program)
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