Sr. Internal Auditor- Operations
About The Position
Under the general direction of the VP of Internal Audit, the Sr. Auditor - Operations serves as a department-wide operational resource focused on strengthening quality, consistency, capacity, and continuous improvement across the Internal Audit function. The position administers and supports audit planning, the annual risk assessment, the Quality Assurance and Improvement Program (QAIP), audit methodology, regulatory and external audit coordination, and strategic initiatives. In addition, the Sr. Internal Auditor - Operations assists audit leadership with high-quality execution of the annual audit plan as needed. The position builds effective relationships, promotes examiner-ready work, and helps the department conform with applicable professional standards, regulatory expectations, and internal requirements. This position is also responsible for providing training and mentoring to the Internal Audit team members.
Requirements
- Minimum of four (4) years of audit-related experience; financial institution environment experience preferred
- Four (4) year degree in Accounting or Finance; or equivalent training, coursework, and experience
- Possess background in the financial industry and knowledge of applicable laws and regulations
- Prior experience performing internal audits and developing and maintaining risk assessments in a credit union or similar sector is desired
- Advanced to expert knowledge of processes, tools and techniques for assessing and controlling an organization’s exposure to risks of various kinds
- Ability to apply this knowledge appropriately to diverse situations
- Proven experience in evaluating and testing internal controls
- Prior experience administering an Internal Audit Quality Assurance and Improvement Program
- Able to be bonded for business purposes
- Able to work independently with minimal supervision, as well as collaboratively in a team environment
- Able to successfully and professionally communicate both orally, and in writing
- Able to prioritize tasks, organize work schedules, and provide directions to subordinates
- Proven ability to apply the Global Internal Audit Standards in practice
Nice To Haves
- CPA, CIA or CISA is preferred
Responsibilities
- Administer ongoing monitoring and periodic internal quality assessments, including performing quality assurance reviews, documenting results, tracking corrective actions, and supporting related reporting
- Coordinate and support external quality assessments in accordance with required assessment frequency and department expectations
- Administer and maintain Internal Audit methodology, procedures, templates, job aids, libraries, and other department documentation
- Track audit plan performance, department key performance indicators, capacity, cycle time, issue status, training, quality results, and other operational measures
- Perform audits of internal controls, systems, transactions, documentation, policies, and procedures to ensure compliance, accuracy, and completeness in alignment with Global Internal Audit Standards
- Develop audit programs, organize work plans, and prepare effective written reports
- Provide coaching, mentoring, and peer support to auditors while reinforcing consistent application of department standards and expectations
- Acquire and maintain professional and technical knowledge by attending industry specific training opportunities, reviewing associated professional publications, participating in job related professional associations
- Assist management with identifying specialized audit needs and coordinating the selection of third parties to perform those engagements.
- Provide logistical support for specialized audit work performed by third parties
- Maintain the department-wide issue management system and related supporting documentation. Monitor management action plans, target dates, extensions, status updates, and overdue items; communicate or escalate status in accordance with department expectations
- Perform or coordinate follow-up and validation of remediation, including assessing evidence and documenting conclusions
- Lead or support Internal Audit strategic initiatives, process improvements, and department maturity efforts
- Perform other duties as assigned
- Serve as a delegate for the Internal Audit Manager/Team Leader, as needed
Benefits
- Competitive Pay
- Medical, Dental, Vision, and Life Insurance
- 20 days/year of Paid Time Off
- 10 Paid Holidays
- 401(k) Match
- Incentive Program
- Tuition Assistance
- Student Loan Repayment
- Commuter Benefits
- Paid Time Off to Volunteer in the Community
- Product discounts
- Engaging Work Environment
- Rewards and Recognition Programs
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
