Sr. Compliance Consultant

AXA•Montreal, QC

13d•Hybrid

About The Position

Senior Compliance Consultant - Drive Regulatory Excellence and Business Integrity. Ensure compliance, mitigate risks, and support sustainable growth in a dynamic insurance environment.

Requirements

Bachelor’s Degree and at least 8 years of compliance experience in U.S. insurance and regulatory environments.
Deep knowledge of U.S. insurance regulations, sanctions, anti-bribery, and licensing standards.
Excellent communication skills, capable of explaining complex compliance issues clearly across all management levels.
Strong analytical skills with high attention to detail, integrity, and professional ethics.
Proficiency in MS Office, data analysis tools (Excel, SQL, GRC platforms), and legal research.
Ability to lead cross-functional initiatives, influence stakeholders, and manage multiple projects in a fast-paced environment.
Proven ability to identify risks, develop controls, and ensure ongoing compliance with evolving regulations

Nice To Haves

Bilingual in Spanish and English (preferred but not required).

Responsibilities

Support the implementation and ongoing management of AXA Partners’ compliance programs and policies across North America.
Partner with business teams and leadership to ensure all activities adhere to applicable regulations and internal standards.
Conduct local and regional regulatory risk assessments and perform ongoing monitoring of compliance risks.
Develop and deliver awareness training to promote a culture of compliance among management and employees.
Oversee the development and maintenance of a comprehensive Financial Crime prevention program aligned with OFAC sanctions and FCPA obligations.
Review marketing materials, contracts, disclosures, and digital content to ensure consumer protection compliance.
Support the development of new insurance programs, licensing requirements, and maintain all necessary U.S. state licenses.
Act as the main liaison between local entities and the Central Compliance team, supporting audits and regulatory change tracking.