Sr. Analyst, Operations Risk Management

Raymond JamesSouthfield, MI
Hybrid

About The Position

We're looking for a strategic thinker and data-driven problem solver to join our Risk Management team. In this role, you'll lead risk initiatives, analyze trends, and deliver insights that shape decision-making across the Operations division. You’ll collaborate with cross-functional teams, support audits and regulatory exams, and help drive a culture of risk awareness and compliance.

Requirements

  • Strong analytical skills with experience interpreting complex data sets.
  • Excellent communication and presentation abilities.
  • Proven success managing risk projects and working independently.
  • Deep understanding of risk frameworks (COSO, Basel II) and regulatory environments.
  • Advanced proficiency in Microsoft Excel and Office Suite.
  • High School (HS) (Required)
  • General Experience - 3 to 6 years

Nice To Haves

  • FINRA SIE and Series 99 - Highly Preferred
  • Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)

Responsibilities

  • Lead Risk Initiatives: Own and execute risk assessments, control reviews, and remediation efforts across Operations.
  • Analyzing & Report: Identify trends, monitor key metrics, and deliver impactful reports to leadership and regulatory bodies.
  • Collaborate & Communicate: Act as a key liaison for risk-related matters, building strong relationships across departments.
  • Support Compliance: Partner with auditors and process owners to evaluate controls and implement risk-based solutions.
  • Drive Change: Influence senior leaders, support change initiatives, and contribute to continuous improvement in risk practices.

Benefits

  • medical
  • dental
  • vision
  • life insurance
  • critical illness insurance
  • accident insurance
  • disability benefits
  • retirement savings
  • paid time off (including vacation, holidays, and sick leave)
  • parental leave
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