SOX Senior Analyst

Pennymac • Westlake Village, CA

4d • Onsite

About The Position

The SOX Senior Analyst will assist in defining control objectives and monitoring compliance efforts to achieve and maintain compliance with SOX regulation. As the SOX Senior Analyst, you will assist in defining, analyzing and documenting risks, related assertions and control activities.

Requirements

• Bachelor’s degree or equivalent work experience
• 3+ years of internal audit, SOX compliance, public accounting, or accounting/industry experience; Big 4 preferred
• Previous SOX 404 process exposure and the development of risk control matrices.
• Knowledge of COSO integrated frameworks for internal control (1992 and 2013), risk assessment, control design, control documentation, testing of operating effectiveness, remediation procedures, and scoping
• Exposure to all financial cycles and IT general controls and IT application controls

Nice To Haves

• Exposure to automated governance risk and compliance tool a plus
• CPA, CIA, or CISA preferred

Responsibilities

• Perform walkthroughs of process flows and interact with process owners to assist them in determining appropriate SOX control activities, improvements, remediation, and documentation enhancements
• Coordinate the annual 404 assessment process interacting with the internal and external auditors and process owners to facilitate the testing process
• Prepare reports related to SOX testing, issue tracking, remediation and the overall 404 assessment process
• Implement the Governance Risk and Compliance (GRC) automated tool
• Assist the SOX team with special assignments necessary to support business strategy
• Perform other related duties as required and assigned
• Demonstrate behaviors which are aligned with the organization’s desired culture and values

Benefits

• Comprehensive Medical, Dental, and Vision
• Paid Time Off Programs including vacation, holidays, illness, and parental leave
• Wellness Programs, Employee Recognition Programs, and onsite gyms and cafe style dining (select locations)
• Retirement benefits, life insurance, 401k match, and tuition reimbursement
• Philanthropy Programs including matching gifts, volunteer grants, charitable grants and corporate sponsorships

What This Job Offers

• Job Type: Full-time
• Career Level: Senior
• Education Level: Associate degree