Senior Vice President, Regulatory Administration/Filings Manager

BNY Mellon•Boston, MA

3d•Hybrid

About The Position

At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary. We’re seeking a future team member for the role of Senior Vice President, Regulatory Administration/ Filings Manager to join our Legal team, in Boston MA. This will be a 4 day in office per week position.

Requirements

Bachelor’s degree or equivalent combination of education and experience required; JD from an accredited law school preferred.
7-10 years of total work experience including 1-3 years in management preferred.
Experience in the securities or financial services industry preferred.
Proven ability to recruit, direct, motivate, and develop staff, managing multiple teams and resources effectively.

Responsibilities

Lead multiple teams of Regulatory Administration and Filings staff providing clients with legal guidance on SEC filings such as prospectuses, proxy statements, and board minutes.
Implement strategies to monitor regulatory developments and respond accordingly, acting as a legal expert in client-facing situations.
Provide oversight and strategic guidance around legislative issues clients must address during board meetings and regulatory decisions.
Manage relationships with clients’ accounting firms and liaise with in-house counsel to ensure major filings comply with regulations.