Senior Vice President, Fixed Income & Equities Regulatory and Change Lead
About The Position
BNY Markets is seeking a Senior Vice President, Fixed Income & Equities Regulatory and Change Lead to drive the regulatory, risk and governance agenda across the Fixed Income & Equities franchise. Partnering closely with Business Heads, COOs and Product Leads, this high-impact role sits at the intersection of business strategy, regulatory change and execution, helping translate complex regulatory and control priorities into coordinated action across a Global Markets business. The ideal candidate will hold a strong track record in business management, COO, risk, controls or compliance, bringing sound judgment and a proven ability to lead cross-functional regulatory initiatives, drive remediation and influence senior stakeholders in a fast-paced, highly regulated environment.
Requirements
- Bachelor's degree or equivalent experience.
- 5–10 years of experience in business management, COO, risk, controls, compliance or related leadership roles within financial services.
- Strong knowledge of Fixed Income and Equities markets, including Sales & Trading market structure.
- Demonstrated experience leading regulatory, governance, control or business transformation initiatives.
- Proven ability to influence senior stakeholders and manage complex cross-functional programs.
- Strong communication, organizational and problem-solving skills, with a high degree of ownership, judgment and accountability.
- Experience partnering effectively across Business, Operations, Engineering, Legal, Risk, Compliance and Controls functions in a Global Markets environment.
Responsibilities
- Lead the execution of regulatory, governance, risk and remediation initiatives across Fixed Income & Equities.
- Partner with Business Heads, COOs and control functions to strengthen the regulatory and control environment.
- Represent the business in governance forums, regulatory programs, audits and reviews, ensuring effective oversight and audit readiness.
- Provide senior leadership with clear reporting on regulatory developments, risks, remediation progress and key priorities.
- Drive cross-functional delivery across Business, Operations, Engineering, Legal, Risk, Compliance and Controls.
- Support regulatory strategy and transformation initiatives, ensuring strong governance, transparency and execution discipline.
- Lead critical regulatory workstreams, resolve issues and coordinate delivery across stakeholders to achieve business objectives.
- Enhance regulatory processes, operating effectiveness and risk management practices.
Benefits
- Highly competitive compensation
- Benefits and wellbeing programs
- Access to flexible global resources and tools
- Generous paid leaves
- Paid volunteer time
- Medical, dental, vision, and basic life insurance plans
- Various paid time off benefits, such as vacation and sick time
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What This Job Offers
Job Type
Full-time
Career Level
Senior
