Senior Specialist, Supervision and Conduct Controls
About The Position
We’re seeking a future team member for the role of Sr Specialist, Supervision and Conduct Controls to join our GSS Enablement Control team. This role is located in Lake Mary, FL. In this role, you’ll make an impact by providing support with limited supervision to assigned business units in fulfilling compliance obligations and conducting risk assessments to ensure adherence to policy requirements. You will collaborate with business units to enhance controls and perform assessments/attestations. You will develop and sustain effective collaborations with Risk, Compliance, and business unit managers to ensure a robust control environment. You will also assess team processes and use AI to improve efficiency and automate manual tasks.
Requirements
- Bachelor’s degree or equivalent combination of education and experience; Business or Finance degree preferred
- 3-5 years of total work experience preferred.
- Background in Financial Services, Audit, Risk Management, Controls, Compliance, consulting, or a related discipline preferred
- Strong analytical and problem-solving skills
- Excellent communication and stakeholder management abilities
- Ability to work collaboratively in cross-functional teams
- Knowledge of and experience in the financial services industry
Responsibilities
- Provide support with limited supervision to assigned business units in fulfilling compliance obligations and conducting risk assessments to ensure adherence to policy requirements.
- Collaborate with business units to enhance controls and perform assessments/attestations.
- Develop and sustain effective collaborations with Risk, Compliance, and business unit managers to ensure a robust control environment.
- Assess team processes and use AI to improve efficiency and automate manual tasks.
Benefits
- highly competitive compensation
- benefits
- wellbeing programs
- access to flexible global resources and tools
- generous paid leaves
- paid volunteer time
- medical, dental, vision, and basic life insurance plans
- various paid time off benefits, such as vacation and sick time
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What This Job Offers
Job Type
Full-time
Career Level
Senior
