Senior Specialist, Regulatory Oversight Management

BNY MellonPittsburgh, PA
$59,000 - $99,000Hybrid

About The Position

At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary. We’re seeking a future team member for the role of Senior Specialist, Regulatory Oversight Management. This role is located in Pittsburgh, PA (4 days in office required).

Requirements

  • This position requires knowledge of the Financial Services Industry regulations, compliance, operations, or auditing.
  • Strong oral and written communication skills and the ability to implement compliance policies and procedures.
  • Bachelor’s degree or the equivalent combination of education and experience is required.
  • 0-3 years of total work experience preferred.

Responsibilities

  • Supports management in the day-to-day efforts related to first line of defense regulatory oversight management with laws, rules, regulations, and related policies.
  • Extract, analyze, and prepare data for abandoned property compliance.
  • Research and respond to inquiries of the most complex nature or from the most sensitive or critical individuals, including representatives from various jurisdictions as well as business partners on varying levels.
  • Performs all job duties successfully in a high-paced, multiple priority environment. Ability to simultaneously manage competing priorities to meet project and regulatory deadlines.
  • Assists in root cause analyses to determine where there are control gaps and contribute to the development of programs to address them.
  • Begins to lead projects in support of new or evolving processes / products which may affect regulatory reports.
  • Communicate with internal and external parties as needed and make recommendations on necessary procedural/control changes on regulatory oversight management matters.
  • Verify practices against straightforward policies, with moderate supervision.
  • Document findings for management reports.
  • Gathers data and prepares materials for more senior team members to counsel business personnel on first line of defense compliance with policies.
  • Contributes to the achievement of team objectives.
  • Works on projects of limited size and levels of complexity.

Benefits

  • highly competitive compensation
  • benefits
  • wellbeing programs
  • flexible global resources and tools
  • generous paid leaves
  • paid volunteer time
  • medical, dental, vision, and basic life insurance plans
  • various paid time off benefits, such as vacation and sick time
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