Senior Manager, Global Controls Office (IT SOX)

TD•Toronto, ON

1d•Onsite

About The Position

The Global Controls Office (GCO), part of the Chief Accountant's Department, supports the Controller and Chief Accountant in fulfilling their controllership mandate. The GCO is responsible for overseeing the Internal Controls over Financial Reporting (ICFR) program at TD Bank Group (TDBG) to ensure compliance with SOX requirements. We are also responsible for setting up policies governing financial reporting controls and providing oversight on compliance with these policies.

Requirements

Undergraduate degree in Business, Computer Science, IT or related field.
8+ years’ progressive experience in SOX/NI-52-109, audit, technology risk, or information security within a complex enterprise.
Strong knowledge of risk frameworks and control standards.
Proven ability to drive process and team improvements.
Effective time management and adaptability in fast-paced environments.
Consistently delivers high-quality results that meet or exceed expectations.
Strong analytical skills and critical thinking - connecting dots, anticipating risks, and thinking several steps ahead.
Exceptional verbal and written communication skills.
Self-motivated and with proven ability to motivate and influence others.
People management experience.
Team Player, knowing how to bring people together to solve complex challenges.
Proficient in Microsoft Office (Word, Excel, PowerPoint etc.).

Nice To Haves

Technology/Internal Audit certifications (e.g., CISA, CGEIT, CIA); professional accounting designation is an asset.

Responsibilities

Lead ICFR planning and oversight for IT controls (ITGCs, ITACs, etc.) coordinating with auditors and Global Technology Services (GTS).
Provide expert advice on risks, control practices and issues for IT controls.
Develop, communicate and reinforce guidance, training and operating procedures.
Oversee scoping and inventory of IT systems and infrastructure for ICFR.
Identify projects and initiatives impacting ICFR IT controls, and work with business and GTS on necessary updates to their risks and controls.
Represent GCO on key initiatives impacting ICFR for IT.
Support Technology Owners in identifying relevant controls for IT assets upon their scoping for SOX and assigning accountability for control owner attestations.
Challenge the design of management’s IT controls and provide recommendations to enhance their effectiveness in mitigating risk.
Keep abreast of IT emerging issues, trends, audit and regulatory requirements, and reflect them in the Bank's ICFR program.
Assess scoping of the SOC1 IT-related reports from third party vendors, assist management with necessary action plans for late and missing SOC1 reports.
Actively seek for optimization opportunities and lead to their realisation.
Monitor testing progress by Internal Audit, contribute to issue and remediation discussions.
Prepare risk and control assessment memos.
Assess potential impact of non-SOX deficiencies on the ICFR program (e.g., self-reported by management or identified by Risk functions).
Contribute to ICFR program reporting for Executives and Audit Committees.
Drive team development through training, performance management, and coaching.