Senior Internal Auditor (Hybrid)

Exeter Finance•Irving, TX

7d•Hybrid

About The Position

The Senior Internal Auditor is a key role within the internal audit function, responsible for leading and executing complex internal audits across financial, operational, and compliance processes to assess whether the organization's internal controls are functioning effectively and verify that risks are mitigated in accordance with internal policies, industry standards, and regulatory requirements. This position requires advanced knowledge of auditing practices and the ability to independently conduct high-level assessments of internal controls, risk management strategies, and financial reporting. The Senior Internal Auditor will also mentor junior auditors and collaborate closely with management to drive improvements in internal controls, operational efficiency, and regulatory compliance. This role is essential in ensuring the company’s internal audit function is effective, robust, and aligned with organizational goals and industry standards.

Requirements

Bachelor's Degree preferred; may require specialized certification or education; may consider experience in lieu of degree.
4-6 years of relevant experience.
Proven experience leading audits, performing risk assessments, and evaluating internal controls and compliance processes.
Strong knowledge of auditing standards, risk management frameworks, and regulatory requirements, including SOX, GAAP, GDPR, and other relevant compliance standards.
Proficiency in auditing software (e.g., Workiva, ACL, IDEA) and Microsoft Office Suite, particularly Excel, for data analysis, reporting, and audit planning.
Advanced analytical skills, with the ability to assess complex financial and operational processes, identify risks, and recommend corrective actions.
Strong communication skills, both written and verbal, with the ability to present audit findings to senior management and other stakeholders clearly and concisely.
Ability to mentor and guide junior auditors, fostering their professional development and enhancing the effectiveness of the internal audit team.
Knowledge of internal control frameworks (e.g., COSO) and risk management practices, with the ability to apply them to business operations and internal audit activities.
Strong leadership and project management skills, with the ability to manage multiple complex audits simultaneously and prioritize effectively.
Bachelor's degree in Accounting, Finance, Business, or a related field preferred, but not required.
Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or similar professional certification preferred, but not required.

Nice To Haves

Familiarity with the auto finance or financial services industry is a plus.

Responsibilities

Execute and lead comprehensive internal audits of financial, operational, and compliance processes to assess the effectiveness of internal controls, accuracy of financial reporting, and adherence to company policies and regulatory requirements.
Develop and execute detailed audit plans and audit programs to assess high-priority areas and complex business operations, ensuring audits align with company objectives and regulatory requirements.
Conduct detailed risk assessments, evaluate internal control frameworks, and assess the adequacy of risk mitigation strategies across business operations.
Provide senior management with objective insights on audit findings, including the identification of key risks, control weaknesses, and actionable recommendations to enhance internal processes and compliance practices.
Prepare and present audit reports, including clear documentation of audit procedures, findings, and recommendations; and communicate audit results effectively to senior management and other stakeholders.
Collaborate with cross-functional teams, including finance, operations, compliance, and legal, to identify areas for process improvement and to ensure that audit recommendations are implemented and that corrective actions are tracked and sustained.
Oversee and mentor junior auditors, providing guidance and coaching to develop their skills in audit methodologies, risk management, and reporting.
Support periodic reporting to the audit committee and management team with insights into the company’s internal control environment and compliance efforts, offering strategic recommendations for improvement.
Participate in the development and implementation of internal audit policies, procedures, and best practices, ensuring the audit function remains efficient, effective, and aligned with organizational goals.
Support the assessment of financial statements, accounting practices, and regulatory compliance, ensuring alignment with GAAP, SOX requirements, and other applicable standards.
Perform follow-up audits to verify corrective actions taken in response to prior audit findings, ensuring that improvements are effective and sustained.
Stay current with regulatory changes, industry trends, and advancements in audit methodologies, ensuring the internal audit function remains competitive and compliant with industry best practices.
Work closely with external auditors, regulatory agencies, and senior leadership to ensure audit processes are seamless and aligned with broader organizational objectives.
Take a proactive role in identifying areas for process improvement, suggesting innovative solutions to optimize operations, enhance internal controls, and reduce operational risks.