Senior Internal Auditor

U.S. Financial Technology•Remote,

11d•$109,250 - $125,500•Remote

About The Position

U.S. FinTech is seeking an experienced Senior Internal Auditor to join their team. This is a full-time remote opportunity. U.S. FinTech operates the largest mortgage securitization platform globally, supporting Fannie Mae and Freddie Mac's Uniform Mortgage-Backed Security (UMBS). They provide services for single-family issuance, bond administration, disclosure, and tax services, managing a broad portfolio of products with full lifecycle management. Their cloud-based platform executes transactions at scale, enhancing liquidity in the secondary mortgage market. The company combines financial services expertise with technological innovation.

Requirements

Bachelor’s degree in accounting, finance, computer science-related or business-related fields.
Minimum 5 years of related work experience in Internal Audit, consulting, and/or control testing function within an organization’s Human Resources, Compliance, Enterprise Risk, Operations, or Finance Functions.
Applicants must be authorized to work in the US without requiring employer sponsorship currently or in the future.
Internal audit experience at a financial service institution and/or FinTech organizations.
Experience in analyzing business processes to identify potential risks and assessment of impact and likelihood.
Experience using or supporting artificial Intelligence (AI), Machine Learning (ML), or advanced data analytics tools in an internal audit environment.
Solid understanding of the Institute of Internal Audit’s (IIA) Global IA Standards and their application to audit activities.
Working knowledge/solid understanding and ability to test of Financial, Regulatory, Operational and Technology risks and controls.
Familiarity with assessing and testing IT general controls and Bank Secrecy Act (BSA) / Anti-Money Laundering (AML) controls.
Familiarity of data analytic driven tools and techniques, including descriptive and predictive analytics.
Solid time management and teamwork abilities.
Strong verbal and written communications and conflict resolution capabilities.
Self-starter with strong interpersonal skills, including the ability to effectively and confidently interact with management.
Familiarity with Mortgage / Securitization market processes.
Successful completion of a background investigation, which may also include a credit check for positions in some areas of our business.

Nice To Haves

Certifications preferred (or in progress of acquiring): CIA, CPA, CFE, CISA, and/or CAMS.

Responsibilities

Support the annual internal audit plan by completing audits efficiently, effectively, and within predetermined budgets.
Execute internal audits of key company functions, processes, and control activities in accordance with IIA’s Global Standards and U.S. FinTech IA methodology.
Complete walkthroughs, execute engagement testing, perform substantive procedures, and conduct special reviews/advisory engagements for financial, operational, compliance, risk, and/or integrated audit engagements.
Provide timely statuses of assigned tasks to the engagement team leader.
Draft issues and discuss them with management teams, working collaboratively to develop mitigation plans.
Assist in the preparation of audit reports, ensuring audit issues are factual, practical, and sustainable.
Perform follow-ups on audit and other assurance provider issues and management actions, and test management’s remediation efforts.
Assist in ongoing risk assessment activities, including quarterly, annual, and post-engagement assessments of auditable entities.
Collaborate and interact with U.S. FinTech functions as directed.
Maintain continuous professional development and education within the IA profession and specific areas of coverage.
Stay current on the latest regulatory and industry developments and trends.