Senior Financial Compliance Analyst

Glovis•Irvine, CA

3d•Onsite

About The Position

The Senior Financial Compliance Analyst position is responsible for executing internal control compliance activities (ICFR) to assess the effectiveness of the Internal Control over Financial Reporting (ICFR) framework, performing control documentation and testing activities, reporting deficiency remediation and audit results and coordinating with process owners to strengthen control effectiveness and regulatory compliance. Success in this role requires knowledge of internal control frameworks (COSO), control evaluation and testing methodologies, analytical problem-solving, and effective cross-functional communication skills.

Requirements

Strong analytical, critical-thinking, and problem-solving skills.
Strong written and verbal communication skills.
Ability to manage multiple priorities and meet deadlines in a compliance-driven environment.
Experience in SOX, ICFR.
Perform other duties and special projects as assigned.
Bachelors Required
3- 7 years of direct experience in Financial Compliance

Responsibilities

Prepare, maintain, and update process narratives, risk and control matrices, flowcharts, and related compliance documentation.
Conduct walk-through with process owners to validate business processes and control activities.
Perform Design & Implementation (D&I) testing.
Perform Test of Operating Effectiveness (TOE) testing.
Analyze & report testing results, and identify control deficiencies, gaps, weaknesses or areas requiring remediation to the Financial Compliance Manager.
Track, monitor, and report the status of remediation actions to the Financial Compliance Manager.
Prepare and maintain testing work-papers, supporting evidence, and compliance documentation.
Support internal and external audits by coordinating information requests and providing required documentation.
Assist with risk assessment activities and special assignment projects.
Assess compliance with established internal control policies, procedures, and regulatory requirements.
Support the development of compliance guidance and training materials for control owners.
Other duties as assigned