Senior FCRM Testing Analyst (4859)

TD•Toronto, ON

4d•CA$81,600 - CA$115,200•Onsite

About The Position

The Financial Crime Risk Management (FCRM) Enterprise Testing Team conducts design and operating effectiveness testing of AML/ATF, Sanctions, and ABAC controls within TD's business lines, relevant operational and control units, and key FCRM technologies, enterprise-wide. The Senior FCRM Testing Analyst executes independent testing of FCRM controls for assigned businesses, technologies, and operational units across the Bank. This position will assume leadership of the engagement and have responsibility for completion of testing phases. The position will develop test plans, and attributes, and monitor progress of the engagement. As the overall engagement lead, the position may also oversee and review work of supporting analysts. This position will be responsible for testing key first line FCRM controls and processes, including adherence to know your client (KYC) requirements, within the various TD business lines.

Requirements

University degree/ college diploma or equivalent.
4+ years of experience in AML/ATF, Sanctions and/or control testing roles.
Proficient knowledge of testing standards, systems, procedures, laws, rules, regulations, reporting and controls.
Strong interpersonal skills to facilitate working with business unit, FCRM advisory, senior management, and business partners at all levels.
Knowledge of current and emerging AML/ATF trends.
Skilled in providing guidance to junior analysts.
Skilled in creating appropriate analysis and reporting within a defined timeframe.
Ability to communicate effectively in both oral and written form.

Nice To Haves

CAMS designation preferred.

Responsibilities

Oversee and/or independently perform testing of FCRM controls within the various TD lines of business.
Lead the communication and the reporting process with the multiple stakeholders, including senior management.
Execute all phases of a testing engagement, including planning, fieldwork (design and operational effectiveness testing, including sample testing), and reporting.
Collaborate and coach supporting analysts in all phases of the engagement.
Execute follow-up of findings raised from testing engagements in accordance with established standards.
Interact frequently with management and senior leadership of FCRM business lines.
Prepare and present complex reporting, analysis and assessments that will bring about significant improvements to internal processes and activities.
Execute on more complex and/or non-standard requests.
May undertake and complete a variety of projects and initiatives in additional to regularly scheduled testing engagements.
Keep current on emerging trends and evolving regulatory requirements to find opportunities and recommend improvement areas to senior management to increase the efficiency and effectiveness of the team.