Senior Counsel, Corporate Governance & Assistant Corporate Secretary

Ameriprise Financial Services, LLC•Minneapolis, MN

2d•$193,200 - $236,100•Hybrid

About The Position

This role serves as a strategic partner to the Corporate Secretary's Office, executive leadership, and the Board of Directors, supporting best-in-class corporate governance, securities law compliance, public company reporting, and shareholder engagement. This position supports Board and committee governance processes and corporate record management while ensuring compliance with corporate law and regulatory and public company obligations. The Senior Counsel, Corporate & Assistant Corporate Secretary role plays a critical part in enabling informed decision-making, supporting strategic business initiatives, and maintaining strong governance frameworks that foster transparency, accountability, and long-term shareholder value.

Requirements

Law Degree from an Accredited Law School with 7-10 years of experience as a practicing lawyer, preferably at both a law firm and in house.
Significant experience with and knowledge of all aspects of corporate and federal securities laws and requirements applicable to a public company, preferably in the financial services industry.
Ability to influence, gain credibility and develop strong working relationships with business partners and external constituencies.
Ability to organize, plan, manage and implement large and ongoing projects, with competing priorities and deadlines.
Excellent written, verbal and interpersonal communication skills, attention to detail, and the ability to draft and interpret sophisticated agreements and plans.
Highly organized with ability to work both independently and in cross-functional teams.
Ability to communicate results to appropriate audiences and suggest risk assessed alternative courses of action.
Ability to monitor and analyze developments and trends in areas of responsibility and master new bodies of legal knowledge as regulations and business objectives evolve.
Applicants must have a valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States (e.g., H-1B, F-1 CPT, F-1 OPT, TN).

Responsibilities

Serve as a trusted advisor on corporate governance and related securities law matters, corporate law, and public company matters, partnering with executive leadership and the Board of Directors to support effective decision-making and governance excellence.
Lead compliance with NYSE listing standards, and public company governance reporting requirements, including oversight of key proxy statement and governance disclosures.
Provide governance and corporate law guidance for strategic corporate initiatives, including dividends, acquisitions, restructurings, and dissolutions.
Support board and committee agenda development, preparation and review of Board and committee materials and the preparation and maintenance of the official corporate records.
Maintain and update governance documentation, including corporate governance guidelines and committee charters.
Oversee insider trading compliance programs and securities reporting obligations, including Section 16, Rule 144, and related regulatory requirements.
Influence the company's governance strategy on shareholder engagement, investor outreach, and governance initiatives, while monitoring emerging trends and advising on shareholder proposals and stakeholder priorities.
Monitor emerging governance, regulatory, and executive compensation trends, translating developments into actionable recommendations, policies, and governance enhancements.
Lead the ongoing evaluation and modernization of governance frameworks, policies, guidelines, and disclosure practices.
Develop, mentor, and lead a team of governance and board operations professionals, fostering collaboration, operational excellence, and continuous improvement.