Senior Consultant, Regulatory Compliance Management

CIBC•Toronto, ON

7d•Hybrid

About The Position

The Senior Consultant, Regulatory Compliance Management (RCM), is a key member of the Corporate Function Compliance team, serving as the Primary Oversight Function (OF) Lead and reporting to the Director, Corporate Function Compliance. You will support the RCM Accountable Officer and will be responsible for executing oversight activities while serving as a subject matter expert for specific regulatory requirements, ensuring the Bank’s regulatory compliance risk is managed within acceptable levels and in accordance with CIBC’s RCM Policy and supporting documentation. You will provide advisory on regulatory requirements and controls related to Enterprise Risk Management, Model Quantification, Credit Risk, Legal, Data Governance, Whistleblower, ESG and Marketing from an Oversight Function perspective. At CIBC we enable the work environment most optimal for you to thrive in your role. You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 2-3 days per week on-site, while other days will be remote.

Requirements

Certified professional with a university degree.
Minimum of 5-10 years of progressively responsible business experience.
Expertise in reviewing complex legal and regulatory documentation, identifying key requirements, monitoring regulatory changes, and collaborating to implement effective controls, policies, and procedures in the regulatory areas of Enterprise Risk Management, Model Quantification, Credit Risk, Legal, Data Governance and Marketing.
Deep understanding of risk assessment methodologies, control frameworks, and regulatory environments applicable to financial institutions.
Strong verbal, written, and presentation abilities.
Proven capacity to build and maintain effective partnerships with internal and external stakeholders.
Advanced problem-solving skills, excellent judgment, and the ability to prioritize and manage multiple projects independently in a fast-paced environment.
Attention to detail and critical thinking skills.
Ability to look beyond the moment and understand the impact of work on today and tomorrow.
Proactive in seeking new opportunities to define what's possible.
Values trust, teamwork, and accountability.

Responsibilities

Monitor regulatory developments, analyze and assess the impact of changes, review complex documentation, and communicate relevant updates and actionable guidance to business units and RCM Portfolio Managers.
Conduct comprehensive risk assessments, evaluate new initiatives for regulatory risk, advise on compliance measures, escalate regulatory risks, and coordinate remediation and deficiency management with business units.
Provide expert guidance on RCM program requirements, collaborate with business management to establish effective controls and policies, participate in oversight meetings, and maintain strong relationships with key stakeholders.
Support the preparation of RCM-related reports and metrics, maintain and refresh standardized documentation, and complete effectiveness assessments to demonstrate oversight accountabilities and control adequacy.
Lead and guide business units in executing the RCM Program, identify and monitor regulatory compliance risks, implement process improvements, and share best practices to drive operational excellence.