Senior Compliance Officer, Trade Surveillance - Vice President

Deutsche Bank • Jacksonville, FL

3d • Hybrid

About The Position

As a Senior Compliance Officer - Subject Matter Expert within our Compliance Surveillance team, you will play a critical role in protecting the Firm by identifying, monitoring, and investigating potential market abuse across listed derivates and fixed income products. Your role will apply subject matter expertise to complex trading activity, partner closely with stakeholders globally, and help strengthen a robust, consistent surveillance framework. In a highly scrutinized regulatory environment, your work enables the Bank to safeguard its integrity, reputation, and commitment to ethical conduct.

Requirements

• Proven surveillance experience covering listed products and/or fixed income instruments, including rates, credit, and related derivatives
• Strong understanding of trade lifecycle processes and market abuse risks
• Demonstrated ability to analyze trading data and conduct complex investigations
• Strong understanding of critical data elements across the trade lifecycle, including order, execution, allocation, counterparty, and reference data
• Hands-on experience with surveillance and market data tools such as SmartBroker

Nice To Haves

• Excellent written and verbal communication skills
• Strong attention to detail and analytical skills
• Ability to build effective working relationships
• Sound professional judgment
• Collaborative mindset

Responsibilities

• Review, analyze, and investigate surveillance alerts and escalations across listed and fixed income products to identify potential market abuse and policy breaches
• Conduct complex, forensic-style investigations of end-to-end trade lifecycles, from order origination through execution allocation and linking data across multiple surveillance tools and systems
• Train and provide expert guidance and direction to surveillance officers during reviews and investigations
• Partner with stakeholders to enhance surveillance methodologies and contribute to strategic global surveillance initiatives
• Assess regulatory requirements and internal policies to ensure surveillance controls remain effective and fit for purpose

Benefits

• A diverse and inclusive environment that embraces change, innovation, and collaboration
• A hybrid working model, allowing for in-office / work from home flexibility
• Generous vacation, personal and volunteer days
• Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
• Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
• Educational resources, matching gift and volunteer programs

What This Job Offers

• Job Type: Full-time
• Career Level: Senior
• Education Level: No Education Listed