Senior Compliance Officer, Regulatory Reporting
About The Position
Bridgewater Associates is seeking a Senior Compliance Officer to join its Legal & Regulatory Group. This role involves ensuring compliance with the firm's regulatory obligations, with a primary focus on owning the regulatory reporting and change management processes. The position requires a hands-on approach, involving detailed preparation, review, and submission of regulatory filings, as well as building and managing the processes and controls for these activities. The Senior Compliance Officer will also be responsible for monitoring regulatory changes, ensuring quality assurance for all filings, and advising stakeholders on their obligations. The role offers opportunities for strategic work with senior leadership, with the scope expanding based on the individual's abilities and dedication.
Requirements
- 7-10 years of legal and/or compliance experience with a focus on regulatory reporting for asset managers and private funds
- Ownership mindset and good judgment; the willingness and capability to work tirelessly with the intellect and judgment to make that needed only sparingly
- Familiarity with regulations applicable to alternative investment managers and private funds
- High intellectual horsepower, agility, logical reasoning, practicality and curiosity
- Comfort operating proactively and independently while simultaneously not being afraid to ask for help
- Basic comfort with data and able to work with spreadsheets/databases to identify patterns or anomalies
- Thrives in a fast-paced environment; comfortable juggling priorities and escalating when at risk of failure
- Strong project management and oversight capabilities; willingness to hold others accountable to deadlines and obligations
- Comfort learning and adopting new software/AI tools quickly, with genuine interest in how technology can improve compliance processes
- Strong interpersonal skills; professional, team-oriented with strong work ethic and a “can-do, will-do” attitude
- Excellent oral and written communication skills
- Excellent organizational and time management skill with a strong attention to detail
Responsibilities
- Preparing, reviewing, and submitting Bridgewater's regulatory filings and reports, and personally driving each one through to completion, including gathering and validating underlying data and resolving issues as they arise
- Building and running the processes, controls, and methodology used to produce accurate filings and manage regulatory interactions
- Scanning the regulatory horizon for forthcoming changes and implementing them in how filings and interactions are actually executed
- Owning quality assurance so that every filing and interaction is accurate, complete, and timely
- Advising stakeholders on their regulatory obligations and the processes used to meet them
- Working with the Chief Compliance Officer (CCO), Deputy CCO, and other senior leaders on strategic initiatives and essential workstreams
Benefits
- Competitive suite of benefits
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What This Job Offers
Job Type
Full-time
Career Level
Senior
Education Level
No Education Listed
