Senior Auditor, Compliance Audit Centre of Excellence (965)

TD•Toronto, ON

4d•Onsite

About The Position

Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in all the businesses across the bank. Safeguarding the reputation of TD's good governance depends on us. We’re counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers. Can you provide your subject matter expertise in audit for executing audit processes, related engagements and providing inputs to audit projects? Would it be fun for you to explore TD’s processes and assist in providing recommendations for improved efficiencies? If so, then this can be the right job for you. We are looking for dynamic professionals who can work as Senior Auditor and perform the responsibilities which include, but not limited to, the following: Compliance CoE: Support the build-out and implementation of the compliance coverage model for enhanced audit coverage of regulatory compliance risk. Provide advisory support to Audit Teams for audits with a high degree of complexity related to regulations. Support the roll-out of tools, templates, and guidance to help audit teams deliver high-quality audit work related to regulations testing. Partner with Audit's Data & Analytics Team to leverage support for automation as needed. Develop great working relationships with audit teams through clear communication and effective stakeholder management. Support Audit's annual planning and risk assessment process as needed. Execute timely audits for assigned business or engagements based on established audit plans and standards Assist in the development of audit planning process while ensuring the completion of appropriate programs and risk assessments to identify key risks and opportunities to mitigate those risks Handle the ongoing audit communications process including presentation of findings and recommendations to client and audit management Present independent audit opinion on the adequacy of internal controls in accordance with established professional standards Collaborate with regulatory and internal divisional audits for new findings to ensure all data is up-to-date and properly documented Prepare and present complex reporting, analysis and assessments that will bring about significant improvements to internal processes and activities Support the entire audit engagement process and improve operational efficiencies by keeping current on emerging business trends and developments, and analytical tools and technique Help the team in the analysis, and implementation of initiatives to deliver quality results within tight timeframes Act with the highest levels of integrity while always observing regulatory guidelines, fulfilling your due diligence by applying good judgement in handling confidential matters Build positive and open work environment by inspiring good working relationships, sharing knowledge and skills, and assisting team members by performing additional duties

Requirements

Undergraduate degree with over 3 years of work experience
Hands on knowledge of MS Office (Excel, Word, PowerPoint, Access and Outlook) and Internet applications
Proficient to work multi-functionally, provide guidance to other team members and ensure good relations across teams and functions
Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment

Responsibilities

Support the build-out and implementation of the compliance coverage model for enhanced audit coverage of regulatory compliance risk.
Provide advisory support to Audit Teams for audits with a high degree of complexity related to regulations.
Support the roll-out of tools, templates, and guidance to help audit teams deliver high-quality audit work related to regulations testing.
Partner with Audit's Data & Analytics Team to leverage support for automation as needed.
Develop great working relationships with audit teams through clear communication and effective stakeholder management.
Support Audit's annual planning and risk assessment process as needed.
Execute timely audits for assigned business or engagements based on established audit plans and standards
Assist in the development of audit planning process while ensuring the completion of appropriate programs and risk assessments to identify key risks and opportunities to mitigate those risks
Handle the ongoing audit communications process including presentation of findings and recommendations to client and audit management
Present independent audit opinion on the adequacy of internal controls in accordance with established professional standards
Collaborate with regulatory and internal divisional audits for new findings to ensure all data is up-to-date and properly documented
Prepare and present complex reporting, analysis and assessments that will bring about significant improvements to internal processes and activities
Support the entire audit engagement process and improve operational efficiencies by keeping current on emerging business trends and developments, and analytical tools and technique
Help the team in the analysis, and implementation of initiatives to deliver quality results within tight timeframes
Act with the highest levels of integrity while always observing regulatory guidelines, fulfilling your due diligence by applying good judgement in handling confidential matters
Build positive and open work environment by inspiring good working relationships, sharing knowledge and skills, and assisting team members by performing additional duties