About The Position

Provide essential risk management and control, preserving and enhancing the Firm’s assets and its reputation. Manage the risk of multiple functions that span the life cycle of a trade, including oversight of regulatory obligations, payment controls, and exceptions workflow such as ledger reconciliations. Partner with Technology to design, build, and operate effective controls in a Straight-through Processing (STP) environment. Provide control design expertise and implement the control framework as part of new business/activities and migration to strategic architecture. Foster relationships across multiple areas within the Firm including trading desks, operations, technology, legal and compliance departments, and global groups.

Requirements

  • Master’s degree (U.S. or foreign equivalent) in Finance, Economics, Business Administration, or related field and one (1) year of experience in the job offered or in a related role OR Bachelor’s degree (U.S. or foreign equivalent) in Finance, Economics, Business Administration, or a related field and three (3) years of experience in the job offered or in a related role.
  • Risk frameworks including regulatory obligations, payments controls, and ledger reconciliation.
  • Working with the overall trade booking lifecycle including Pre-Trade, Trade Execution, Trade Clearing, Trade Settlement, and the final stage of Position and Risk Management.
  • Advanced Microsoft Excel including working with macros, pivot tables, VLOOKUP, and IF/AND formulas.
  • Working in a Straight-through Processing (STP) environment.

Responsibilities

  • Provide essential risk management and control, preserving and enhancing the Firm’s assets and its reputation.
  • Manage the risk of multiple functions that span the life cycle of a trade, including oversight of regulatory obligations, payment controls, and exceptions workflow such as ledger reconciliations.
  • Partner with Technology to design, build, and operate effective controls in a Straight-through Processing (STP) environment.
  • Provide control design expertise and implement the control framework as part of new business/activities and migration to strategic architecture.
  • Foster relationships across multiple areas within the Firm including trading desks, operations, technology, legal and compliance departments, and global groups.
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