Global Banking & Markets- Salt Lake City- Senior Associate, Client Onboarding & Configuration- 10190607

Goldman Sachs•Salt Lake City, UT

6d•Onsite

About The Position

Goldman Sachs & Co. LLC is seeking a Senior Associate, Client Onboarding & Configuration in Salt Lake City, Utah. This role involves ensuring due diligence is performed on new and existing clients to comply with all Compliance policies, procedures, and regulatory obligations. The associate will develop expertise in the firm’s AML/Customer Identification due diligence policies, communicate with internal and external clients to obtain necessary documentation, and perform ongoing maintenance and monitoring of existing clients. Additionally, the role includes developing reports on key performance and risk indicators, supporting team management, participating in meetings, identifying process efficiencies, collaborating with various teams on KYC/AML matters, and taking ownership of assigned workloads and projects to ensure timely completion. Participation in ad hoc projects and audits is also required.

Requirements

Bachelor’s degree (U.S. or foreign equivalent) in Finance, Economics, Business Analytics, Industrial Engineering, or related field.
Three (3) years of experience in the job offered or in a related role.
Three (3) years of experience conducting due diligence and working with compliance policies, procedures and regulatory obligations.
Three (3) years of experience with KYC (Know Your Customer) & AML (Anti-Money Laundering) frameworks and Customer Identification due diligence policies.
Experience with KYC/AML Platforms: Including industry-standard KYC/AML screening and case management systems such as World-Check or LexisNexis.
Experience with Microsoft Office Suite including Excel, PowerPoint, and Word.
Experience with Data visualization tools including Tableau.
Experience with Data analytics tools including Alteryx.
Experience with SQL (Structured Query Language).

Responsibilities

Ensure due diligence is performed on new and existing clients to comply with all Compliance policies, procedures and regulatory obligations.
Develop expertise in the firm’s AML/Customer Identification due diligence policies.
Communicate with internal and external clients to obtain relevant documentary requirements in line with current policies and procedures.
Perform ongoing maintenance and monitoring of existing clients to ensure continued compliance with internal policies and external regulations.
Develop and maintain reports to present key performance indicators (KPIs) and key risk indicators (KRIs) to stakeholders.
Support team manager in day-to-day oversight as well as strategic initiatives.
Participate in regular meetings with regional and global team members and management.
Identify, define and enhance process efficiencies which will benefit Client Onboarding.
Interact with the Client Onboarding teams across other divisions, members of Compliance, Technology, and revenue groups on KYC / AML matters.
Take ownership of an agreed upon workload and projects ensuring it is processed to completion within timelines.
Participate in ad hoc projects and Audits as required.